SUPREME COURT OF THE UNITED STATES
ASHCROFT, ATTORNEY GENERAL, et al.
v.
FREE SPEECH COALITION et al.
CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 00—795. Argued October 30,
2001–Decided April 16, 2002
The Child Pornography Prevention Act
of 1996 (CPPA) expands the federal prohibition on child pornography to
include not only pornographic images made using actual children,
18 U.S.C. § 2256(8)(A), but also “any visual depiction, including any
photograph, film, video, picture, or computer or computer-generated image
or picture” that “is, or appears to be, of a minor engaging in sexually
explicit conduct,” §2256(8)(B), and any sexually explicit image that is
“advertised, promoted, presented, described, or distributed in such a
manner that conveys the impression” it depicts “a minor engaging in
sexually explicit conduct,” §2256(8)(D). Thus, §2256(8)(B) bans a range of
sexually explicit images, sometimes called “virtual child pornography,”
that appear to depict minors but were produced by means other than using
real children, such as through the use of youthful-looking adults or
computer-imaging technology. Section 2256(8)(D) is aimed at preventing the
production or distribution of pornographic material pandered as child
pornography. Fearing that the CPPA threatened their activities,
respondents, an adult-entertainment trade association and others, filed
this suit alleging that the “appears to be” and “conveys the impression”
provisions are overbroad and vague, chilling production of works protected
by the
First Amendment. The District Court disagreed and granted the
Government summary judgment, but the Ninth Circuit reversed. Generally,
pornography can be banned only if it is obscene under Miller v.
California,
413 U.S. 15, but pornography depicting actual children can be
proscribed whether or not the images are obscene because of the State’s
interest in protecting the children exploited by the production process,
New York v. Ferber,
458 U.S. 747, 758, and in prosecuting those who promote such sexual
exploitation, id., at 761. The Ninth Circuit held the CPPA invalid
on its face, finding it to be substantially overbroad because it bans
materials that are neither obscene under Miller nor produced by the
exploitation of real children as in Ferber.
Held: The prohibitions of
§§2256(8)(B) and 2256(8)(D) are overbroad and unconstitutional. Pp. 6—21.
(a) Section 2256(8)(B) covers
materials beyond the categories recognized in Ferber and Miller,
and the reasons the Government offers in support of limiting the
freedom of speech have no justification in this Court’s precedents or
First Amendment law. Pp. 6—19.
(1) The CPPA is
inconsistent with Miller. It extends to images that are not obscene
under the Miller standard, which requires the Government to prove
that the work in question, taken as a whole, appeals to the prurient
interest, is patently offensive in light of community standards, and lacks
serious literary, artistic, political, or scientific value, 413 U.S., at
24. Materials need not appeal to the prurient interest under the CPPA,
which proscribes any depiction of sexually explicit activity, no matter
how it is presented. It is not necessary, moreover, that the image be
patently offensive. Pictures of what appear to be 17-year-olds engaging in
sexually explicit activity do not in every case contravene community
standards. The CPPA also prohibits speech having serious redeeming value,
proscribing the visual depiction of an idea–that of teenagers engaging in
sexual activity–that is a fact of modern society and has been a theme in
art and literature for centuries. A number of acclaimed movies, filmed
without any child actors, explore themes within the wide sweep of the
statute’s prohibitions. If those movies contain a single graphic depiction
of sexual activity within the statutory definition, their possessor would
be subject to severe punishment without inquiry into the literary value of
the work. This is inconsistent with an essential
First Amendment rule: A work’s artistic merit does not depend on the
presence of a single explicit scene. See, e.g., Book Named “John
Cleland’s Memoirs of a Woman of Pleasure” v. Attorney General of
Mass.,
383 U.S. 413, 419. Under Miller, redeeming value is judged by
considering the work as a whole. Where the scene is part of the narrative,
the work itself does not for this reason become obscene, even though the
scene in isolation might be offensive. See Kois v. Wisconsin,
408 U.S. 229, 231 (per curiam). The CPPA cannot be read to
prohibit obscenity, because it lacks the required link between its
prohibitions and the affront to community standards prohibited by the
obscenity definition. Pp. 6—11.
(2) The CPPA finds no
support in Ferber. The Court rejects the Government’s
argument that speech prohibited by the CPPA is virtually indistinguishable
from material that may be banned under Ferber. That case upheld a
prohibition on the distribution and sale of child pornography, as well as
its production, because these acts were “intrinsically related” to the
sexual abuse of children in two ways. 458 U.S., at 759. First, as a
permanent record of a child’s abuse, the continued circulation itself
would harm the child who had participated. See id., at 759, and
n. 10. Second, because the traffic in child pornography was an economic
motive for its production, the State had an interest in closing the
distribution network. Id., at 760. Under either rationale, the
speech had what the Court in effect held was a proximate link to the crime
from which it came. In contrast to the speech in Ferber, speech
that is itself the record of sexual abuse, the CPPA prohibits speech that
records no crime and creates no victims by its production. Virtual child
pornography is not “intrinsically related” to the sexual abuse of
children. While the Government asserts that the images can lead to actual
instances of child abuse, the causal link is contingent and indirect. The
harm does not necessarily follow from the speech, but depends upon some
unquantified potential for subsequent criminal acts. The Government’s
argument that these indirect harms are sufficient because, as Ferber
acknowledged, child pornography rarely can be valuable speech, see id.,
at 762, suffers from two flaws. First, Ferber’s judgment about
child pornography was based upon how it was made, not on what it
communicated. The case reaffirmed that where the speech is neither obscene
nor the product of sexual abuse, it does not fall outside the
First Amendment’s protection. See id., at 764—765. Second,
Ferber did not hold that child pornography is by definition without
value. It recognized some works in this category might have significant
value, see id., at 761, but relied on virtual images–the very
images prohibited by the CPPA–as an alternative and permissible means of
expression, id., at 763. Because Ferber relied on the
distinction between actual and virtual child pornography as supporting its
holding, it provides no support for a statute that eliminates the
distinction and makes the alternative mode criminal as well. Pp. 11—13.
(3) The Court rejects other
arguments offered by the Government to justify the CPPA’s prohibitions.
The contention that the CPPA is necessary because pedophiles may use
virtual child pornography to seduce children runs afoul of the principle
that speech within the rights of adults to hear may not be silenced
completely in an attempt to shield children from it. See, e.g.,
Sable Communications of Cal., Inc. v. FCC,
492 U.S. 115, 130—131. That the evil in question depends upon the
actor’s unlawful conduct, defined as criminal quite apart from any link to
the speech in question, establishes that the speech ban is not narrowly
drawn. The argument that virtual child pornography whets pedophiles’
appetites and encourages them to engage in illegal conduct is unavailing
because the mere tendency of speech to encourage unlawful acts is not a
sufficient reason for banning it, Stanley v. Georgia,
394 U.S. 557, 566, absent some showing of a direct connection between
the speech and imminent illegal conduct, see, e.g., Brandenburg
v. Ohio,
395 U.S. 444, 447 (per curiam). The argument that eliminating
the market for pornography produced using real children necessitates a
prohibition on virtual images as well is somewhat implausible because few
pornographers would risk prosecution for abusing real children if
fictional, computerized images would suffice. Moreover, even if the market
deterrence theory were persuasive, the argument cannot justify the CPPA
because, here, there is no underlying crime at all. Finally, the
First Amendment is turned upside down by the argument that, because it
is difficult to distinguish between images made using real children and
those produced by computer imaging, both kinds of images must be
prohibited. The overbreadth doctrine prohibits the Government from banning
unprotected speech if a substantial amount of protected speech is
prohibited or chilled in the process. See Broadrick v. Oklahoma,
413 U.S. 601, 612. The Government’s rejoinder that the CPPA should be
read not as a prohibition on speech but as a measure shifting the burden
to the accused to prove the speech is lawful raises serious constitutional
difficulties. The Government misplaces its reliance on §2252A(c), which
creates an affirmative defense allowing a defendant to avoid conviction
for nonpossession offenses by showing that the materials were produced
using only adults and were not otherwise distributed in a manner conveying
the impression that they depicted real children. Even if an affirmative
defense can save a statute from
First Amendment challenge, here the defense is insufficient because it
does not apply to possession or to images created by computer imaging,
even where the defendant could demonstrate no children were harmed in
producing the images. Thus, the defense leaves unprotected a substantial
amount of speech not tied to the Government’s interest in distinguishing
images produced using real children from virtual ones. Pp. 13—19.
(b) Section 2256(8)(D) is also
substantially overbroad. The Court disagrees with the Government’s view
that the only difference between that provision and §2256(8)(B)’s “appears
to be” provision is that §2256(8)(D) requires the jury to assess the
material at issue in light of the manner in which it is promoted, but that
the determination would still depend principally upon the prohibited
work’s content. The “conveys the impression” provision requires little
judgment about the image’s content; the work must be sexually explicit,
but otherwise the content is irrelevant. Even if a film contains no
sexually explicit scenes involving minors, it could be treated as child
pornography if the title and trailers convey the impression that such
scenes will be found in the movie. The determination turns on how the
speech is presented, not on what is depicted. The Government’s other
arguments in support of the CPPA do not bear on §2256(8)(D). The
materials, for instance, are not likely to be confused for child
pornography in a criminal trial. Pandering may be relevant, as an
evidentiary matter, to the question whether particular materials are
obscene. See Ginzburg v. United States,
383 U.S. 463, 474. Where a defendant engages in the “commercial
exploitation” of erotica solely for the sake of prurient appeal, id.,
at 466, the context created may be relevant to evaluating whether the
materials are obscene. Section 2256(8)(D), however, prohibits a
substantial amount of speech that falls outside Ginzburg’s
rationale. Proscribed material is tainted and unlawful in the hands of all
who receive it, though they bear no responsibility for how it was
marketed, sold, or described. The statute, furthermore, does not require
that the context be part of an effort at “commercial exploitation.” Thus,
the CPPA does more than prohibit pandering. It bans possession of material
pandered as child pornography by someone earlier in the distribution
chain, as well as a sexually explicit film that contains no youthful
actors but has been packaged to suggest a prohibited movie. Possession is
a crime even when the possessor knows the movie was mislabeled. The
First Amendment requires a more precise restriction. Pp. 19—20.
(c) In light of the foregoing,
respondents’ contention that §§2256(8)(B) and 2256(8)(D) are void for
vagueness need not be addressed. P. 21.
198 F.3d 1083, affirmed.
------
Justice Kennedy delivered the opinion
of the Court.
We consider in this case
whether the Child Pornography Prevention Act of 1996 (CPPA),
18 U.S.C. § 2251 et seq., abridges the freedom of speech. The
CPPA extends the federal prohibition against child pornography to sexually
explicit images that appear to depict minors but were produced without
using any real children. The statute prohibits, in specific circumstances,
possessing or distributing these images, which may be created by using
adults who look like minors or by using computer imaging. The new
technology, according to Congress, makes it possible to create realistic
images of children who do not exist.
By prohibiting child
pornography that does not depict an actual child, the statute goes beyond
New York v. Ferber,
458 U.S. 747 (1982), which distinguished child pornography from other
sexually explicit speech because of the State’s interest in protecting the
children exploited by the production process. See id., at
758. As a general rule, pornography can be banned only if obscene, but
under Ferber, pornography showing minors can be proscribed
whether or not the images are obscene under the definition set forth in
Miller v. California,
413 U.S. 15 (1973). Ferber recognized that “[t]he Miller
standard, like all general definitions of what may be banned as obscene,
does not reflect the State’s particular and more compelling interest in
prosecuting those who promote the sexual exploitation of children.” 458
U.S., at 761.
While we have not had occasion
to consider the question, we may assume that the apparent age of persons
engaged in sexual conduct is relevant to whether a depiction offends
community standards. Pictures of young children engaged in certain acts
might be obscene where similar depictions of adults, or perhaps even older
adolescents, would not. The CPPA, however, is not directed at speech that
is obscene; Congress has proscribed those materials through a separate
statute.
18 U.S.C. § 1460—1466. Like the law in Ferber, the CPPA seeks
to reach beyond obscenity, and it makes no attempt to conform to the
Miller standard. For instance, the statute would reach visual
depictions, such as movies, even if they have redeeming social value.
The principal question to be
resolved, then, is whether the CPPA is constitutional where it proscribes
a significant universe of speech that is neither obscene under Miller
nor child pornography under Ferber.
I
Before 1996, Congress defined
child pornography as the type of depictions at issue in Ferber,
images made using actual minors.
18 U.S.C. § 2252 (1994 ed.). The CPPA retains that prohibition at
18 U.S.C. § 2256(8)(A) and adds three other prohibited categories of
speech, of which the first, §2256(8)(B), and the third, §2256(8)(D), are
at issue in this case. Section 2256(8)(B) prohibits “any visual depiction,
including any photograph, film, video, picture, or computer or
computer-generated image or picture” that “is, or appears to be, of a
minor engaging in sexually explicit conduct.” The prohibition on “any
visual depiction” does not depend at all on how the image is produced. The
section captures a range of depictions, sometimes called “virtual child
pornography,” which include computer-generated images, as well as images
produced by more traditional means. For instance, the literal terms of the
statute embrace a Renaissance painting depicting a scene from classical
mythology, a “picture” that “appears to be, of a minor engaging in
sexually explicit conduct.” The statute also prohibits Hollywood movies,
filmed without any child actors, if a jury believes an actor “appears to
be” a minor engaging in “actual or simulated … sexual intercourse.”
§2256(2).
These images do not involve,
let alone harm, any children in the production process; but Congress
decided the materials threaten children in other, less direct, ways.
Pedophiles might use the materials to encourage children to participate in
sexual activity. “[A] child who is reluctant to engage in sexual activity
with an adult, or to pose for sexually explicit photographs, can sometimes
be convinced by viewing depictions of other children ‘having fun’
participating in such activity.” Congressional Findings, note (3)
following §2251. Furthermore, pedophiles might “whet their own sexual
appetites” with the pornographic images, “thereby increasing the creation
and distribution of child pornography and the sexual abuse and
exploitation of actual children.” Id., notes (4), (10)(B). Under
these rationales, harm flows from the content of the images, not from the
means of their production. In addition, Congress identified another
problem created by computer-generated images: Their existence can make it
harder to prosecute pornographers who do use real minors. See id.,
note (6)(A). As imaging technology improves, Congress found, it
becomes more difficult to prove that a particular picture was produced
using actual children. To ensure that defendants possessing child
pornography using real minors cannot evade prosecution, Congress extended
the ban to virtual child pornography.
Section 2256(8)(C) prohibits a
more common and lower tech means of creating virtual images, known as
computer morphing. Rather than creating original images, pornographers can
alter innocent pictures of real children so that the children appear to be
engaged in sexual activity. Although morphed images may fall within the
definition of virtual child pornography, they implicate the interests of
real children and are in that sense closer to the images in Ferber.
Respondents do not challenge this provision, and we do not consider it.
Respondents do challenge
§2256(8)(D). Like the text of the “appears to be” provision, the sweep of
this provision is quite broad. Section 2256(8)(D) defines child
pornography to include any sexually explicit image that was “advertised,
promoted, presented, described, or distributed in such a manner that
conveys the impression” it depicts “a minor engaging in sexually explicit
conduct.” One Committee Report identified the provision as directed at
sexually explicit images pandered as child pornography. See S. Rep. No.
104—358, p. 22 (1996) (“This provision prevents child pornographers and
pedophiles from exploiting prurient interests in child sexuality and
sexual activity through the production or distribution of pornographic
material which is intentionally pandered as child pornography”). The
statute is not so limited in its reach, however, as it punishes even those
possessors who took no part in pandering. Once a work has been described
as child pornography, the taint remains on the speech in the hands of
subsequent possessors, making possession unlawful even though the content
otherwise would not be objectionable.
Fearing that the CPPA
threatened the activities of its members, respondent Free Speech Coalition
and others challenged the statute in the United States District Court for
the Northern District of California. The Coalition, a California trade
association for the adult-entertainment industry, alleged that its members
did not use minors in their sexually explicit works, but they believed
some of these materials might fall within the CPPA’s expanded definition
of child pornography. The other respondents are Bold Type, Inc., the
publisher of a book advocating the nudist lifestyle; Jim Gingerich, a
painter of nudes; and Ron Raffaelli, a photographer specializing in erotic
images. Respondents alleged that the “appears to be” and “conveys the
impression” provisions are overbroad and vague, chilling them from
producing works protected by the
First Amendment. . . .
II
The
First Amendment commands, “Congress shall make no law … abridging the
freedom of speech.” The government may violate this mandate in many ways,
e.g., Rosenberger v. Rector and Visitors of Univ. of Va.,
515 U.S. 819 (1995); Keller v. State Bar of Cal.,
496 U.S. 1 (1990), but a law imposing criminal penalties on protected
speech is a stark example of speech suppression. The CPPA’s penalties are
indeed severe. A first offender may be imprisoned for 15 years.
§2252A(b)(1). A repeat offender faces a prison sentence of not less than 5
years and not more than 30 years in prison. Ibid. While even minor
punishments can chill protected speech, see Wooley v. Maynard,
430 U.S. 705 (1977), this case provides a textbook example of why we
permit facial challenges to statutes that burden expression. With these
severe penalties in force, few legitimate movie producers or book
publishers, or few other speakers in any capacity, would risk distributing
images in or near the uncertain reach of this law. The Constitution gives
significant protection from overbroad laws that chill speech within the
First Amendment’s vast and privileged sphere. Under this principle,
the CPPA is unconstitutional on its face if it prohibits a substantial
amount of protected expression. See Broadrick v. Oklahoma,
413 U.S. 601, 612 (1973).
. . .
As a general principle, the
First Amendment bars the government from dictating what we see or read
or speak or hear. The freedom of speech has its limits; it does not
embrace certain categories of speech, including defamation, incitement,
obscenity, and pornography produced with real children. See Simon &
Schuster, Inc. v. Members of N. Y. State Crime Victims Bd.,
502 U.S. 105, 127 (1991) (Kennedy, J., concurring). . . .
As we have noted, the CPPA is
much more than a supplement to the existing federal prohibition on
obscenity. Under Miller v. California,
413 U.S. 15 (1973), the Government must prove that the work, taken as
a whole, appeals to the prurient interest, is patently offensive in light
of community standards, and lacks serious literary, artistic, political,
or scientific value. Id., at 24. The CPPA, however, extends to
images that appear to depict a minor engaging in sexually explicit
activity without regard to the Miller requirements. The materials
need not appeal to the prurient interest. Any depiction of sexually
explicit activity, no matter how it is presented, is proscribed. The CPPA
applies to a picture in a psychology manual, as well as a movie depicting
the horrors of sexual abuse. It is not necessary, moreover, that the image
be patently offensive. Pictures of what appear to be 17-year-olds engaging
in sexually explicit activity do not in every case contravene community
standards.
The CPPA prohibits speech despite
its serious literary, artistic, political, or scientific value. The
statute proscribes the visual depiction of an idea–that of teenagers
engaging in sexual activity–that is a fact of modern society and has been
a theme in art and literature throughout the ages. Under the CPPA, images
are prohibited so long as the persons appear to be under 18 years of age.
18 U.S.C. § 2256(1). This is higher than the legal age for marriage in
many States, as well as the age at which persons may consent to sexual
relations. See §2243(a) (age of consent in the federal maritime and
territorial jurisdiction is 16); U.S. National Survey of State Laws
384—388 (R. Leiter ed., 3d ed. 1999) (48 States permit 16-year-olds to
marry with parental consent); W. Eskridge & N. Hunter, Sexuality, Gender,
and the Law 1021—1022 (1997) (in 39 States and the District of Columbia,
the age of consent is 16 or younger). It is, of course, undeniable that
some youths engage in sexual activity before the legal age, either on
their own inclination or because they are victims of sexual abuse.
Both themes–teenage sexual
activity and the sexual abuse of children–have inspired countless literary
works. William Shakespeare created the most famous pair of teenage lovers,
one of whom is just 13 years of age. See Romeo and Juliet, act I, sc. 2,
l. 9 (“She hath not seen the change of fourteen years”). In the drama,
Shakespeare portrays the relationship as something splendid and innocent,
but not juvenile. The work has inspired no less than 40 motion pictures,
some of which suggest that the teenagers consummated their relationship.
E.g., Romeo and Juliet (B. Luhrmann director, 1996).
Shakespeare may not have written sexually explicit scenes for the
Elizabethean audience, but were modern directors to adopt a less
conventional approach, that fact alone would not compel the conclusion
that the work was obscene.
Contemporary movies pursue
similar themes. Last year’s Academy Awards featured the movie, Traffic,
which was nominated for Best Picture. The film portrays a teenager,
identified as a 16-year-old, who becomes addicted to drugs. The viewer
sees the degradation of her addiction, which in the end leads her to a
filthy room to trade sex for drugs. The year before, American Beauty won
the Academy Award for Best Picture. In the course of the movie, a teenage
girl engages in sexual relations with her teenage boyfriend, and another
yields herself to the gratification of a middle-aged man. The film also
contains a scene where, although the movie audience understands the act is
not taking place, one character believes he is watching a teenage boy
performing a sexual act on an older man.
Our society, like other
cultures, has empathy and enduring fascination with the lives and
destinies of the young. Art and literature express the vital interest we
all have in the formative years we ourselves once knew, when wounds can be
so grievous, disappointment so profound, and mistaken choices so tragic,
but when moral acts and self-fulfillment are still in reach. Whether or
not the films we mention violate the CPPA, they explore themes within the
wide sweep of the statute’s prohibitions. If these films, or hundreds of
others of lesser note that explore those subjects, contain a single
graphic depiction of sexual activity within the statutory definition, the
possessor of the film would be subject to severe punishment without
inquiry into the work’s redeeming value. This is inconsistent with an
essential
First Amendment rule: The artistic merit of a work does not depend on
the presence of a single explicit scene. Under Miller, the
First Amendment requires that redeeming value be judged by considering
the work as a whole. Where the scene is part of the narrative, the work
itself does not for this reason become obscene, even though the scene in
isolation might be offensive. See Kois v. Wisconsin,
408 U.S. 229, 231 (1972) (per curiam). For this reason, and the
others we have noted, the CPPA cannot be read to prohibit obscenity,
because it lacks the required link between its prohibitions and the
affront to community standards prohibited by the definition of obscenity.
. . .
In contrast to the
speech in Ferber, speech that itself is the record of sexual abuse,
the CPPA prohibits speech that records no crime and creates no victims by
its production. Virtual child pornography is not “intrinsically related”
to the sexual abuse of children, as were the materials in Ferber.
458 U.S., at 759. While the Government asserts that the images can lead to
actual instances of child abuse, see infra, at 13—16, the causal
link is contingent and indirect. The harm does not necessarily follow from
the speech, but depends upon some unquantified potential for subsequent
criminal acts.
The Government says these
indirect harms are sufficient because, as Ferber acknowledged,
child pornography rarely can be valuable speech. See 458 U.S., at
762 (“The value of permitting live performances and photographic
reproductions of children engaged in lewd sexual conduct is exceedingly
modest, if not de minimis”). This argument, however, suffers from
two flaws. First, Ferber’s judgment about child pornography was
based upon how it was made, not on what it communicated. The case
reaffirmed that where the speech is neither obscene nor the product of
sexual abuse, it does not fall outside the protection of the
First Amendment. See id., at 764—765 (“[T]he distribution of
descriptions or other depictions of sexual conduct, not otherwise obscene,
which do not involve live performance or photographic or other visual
reproduction of live performances, retains
First Amendment protection”).
The second flaw in the
Government’s position is that Ferber did not hold that child
pornography is by definition without value. On the contrary, the Court
recognized some works in this category might have significant value, see
id., at 761, but relied on virtual images–the very images
prohibited by the CPPA–as an alternative and permissible means of
expression: “[I]f it were necessary for literary or artistic value, a
person over the statutory age who perhaps looked younger could be
utilized. Simulation outside of the prohibition of the statute could
provide another alternative.” Id., at 763. Ferber, then, not
only referred to the distinction between actual and virtual child
pornography, it relied on it as a reason supporting its holding. Ferber
provides no support for a statute that eliminates the distinction and
makes the alternative mode criminal as well.
III
The CPPA, for reasons we have
explored, is inconsistent with Miller and finds no support in
Ferber. The Government seeks to justify its prohibitions in
other ways. It argues that the CPPA is necessary because pedophiles may
use virtual child pornography to seduce children. There are many things
innocent in themselves, however, such as cartoons, video games, and candy,
that might be used for immoral purposes, yet we would not expect those to
be prohibited because they can be misused. . . .
Here, the Government wants to
keep speech from children not to protect them from its content but to
protect them from those who would commit other crimes. The principle,
however, remains the same: The Government cannot ban speech fit for adults
simply because it may fall into the hands of children. The evil in
question depends upon the actor’s unlawful conduct, conduct defined as
criminal quite apart from any link to the speech in question. This
establishes that the speech ban is not narrowly drawn. The objective is to
prohibit illegal conduct, but this restriction goes well beyond that
interest by restricting the speech available to law-abiding adults.
The Government submits further
that virtual child pornography whets the appetites of pedophiles and
encourages them to engage in illegal conduct. This rationale cannot
sustain the provision in question. The mere tendency of speech to
encourage unlawful acts is not a sufficient reason for banning it. The
government “cannot constitutionally premise legislation on the
desirability of controlling a person’s private thoughts.” Stanley
v. Georgia,
394 U.S. 557, 566 (1969).
First Amendment freedoms are most in danger when the government seeks
to control thought or to justify its laws for that impermissible end. The
right to think is the beginning of freedom, and speech must be protected
from the government because speech is the beginning of thought.
To preserve these freedoms, and
to protect speech for its own sake, the Court’s
First Amendment cases draw vital distinctions between words and deeds,
between ideas and conduct. See Kingsley Int’l Pictures Corp., 360
U.S., at 689; see also Bartnicki v. Vopper,
532 U.S. 514, 529 (2001) (“The normal method of deterring unlawful
conduct is to impose an appropriate punishment on the person who engages
in it”). The government may not prohibit speech because it increases the
chance an unlawful act will be committed “at some indefinite future time.”
Hess v. Indiana,
414 U.S. 105, 108 (1973) (per curiam). The government may
suppress speech for advocating the use of force or a violation of law only
if “such advocacy is directed to inciting or producing imminent lawless
action and is likely to incite or produce such action.” Brandenburg
v. Ohio,
395 U.S. 444, 447 (1969) (per curiam). There is here no
attempt, incitement, solicitation, or conspiracy. The Government has shown
no more than a remote connection between speech that might encourage
thoughts or impulses and any resulting child abuse. Without a
significantly stronger, more direct connection, the Government may not
prohibit speech on the ground that it may encourage pedophiles to engage
in illegal conduct.
. . .
Finally, the Government says
that the possibility of producing images by using computer imaging makes
it very difficult for it to prosecute those who produce pornography by
using real children. Experts, we are told, may have difficulty in saying
whether the pictures were made by using real children or by using computer
imaging. The necessary solution, the argument runs, is to prohibit both
kinds of images. The argument, in essence, is that protected speech may be
banned as a means to ban unprotected speech. This analysis turns the
First Amendment upside down.
The Government may not suppress
lawful speech as the means to suppress unlawful speech. Protected speech
does not become unprotected merely because it resembles the latter. The
Constitution requires the reverse. “[T]he possible harm to society in
permitting some unprotected speech to go unpunished is outweighed by the
possibility that protected speech of others may be muted … .” Broadrick
v. Oklahoma, 413 U.S., at 612. The overbreadth doctrine prohibits
the Government from banning unprotected speech if a substantial amount of
protected speech is prohibited or chilled in the process.
To avoid the force of this
objection, the Government would have us read the CPPA not as a measure
suppressing speech but as a law shifting the burden to the accused to
prove the speech is lawful. In this connection, the Government relies on
an affirmative defense under the statute, which allows a defendant to
avoid conviction for nonpossession offenses by showing that the materials
were produced using only adults and were not otherwise distributed in a
manner conveying the impression that they depicted real children. See
18 U.S.C. § 2252A(c).
. ..
In sum, §2256(8)(B) covers
materials beyond the categories recognized in Ferber and Miller,
and the reasons the Government offers in support of limiting the freedom
of speech have no justification in our precedents or in the law of the
First Amendment. The provision abridges the freedom to engage in a
substantial amount of lawful speech. For this reason, it is overbroad and
unconstitutional.
-----
Chief Justice Rehnquist, with whom
Justice Scalia joins in part, dissenting.
I agree with Part II of Justice
O’Connor’s opinion concurring in the judgment in part and dissenting in
part. Congress has a compelling interest in ensuring the ability to
enforce prohibitions of actual child pornography, and we should defer to
its findings that rapidly advancing technology soon will make it all but
impossible to do so.
I also agree with Justice
O’Connor that serious
First Amendment concerns would arise were the Government ever to
prosecute someone for simple distribution or possession of a film with
literary or artistic value, such as “Traffic” or “American Beauty.”
. . .
Other than computer generated
images that are virtually indistinguishable from real children engaged in
sexually explicitly conduct, the CPPA can be limited so as not to reach
any material that was not already unprotected before the CPPA. The CPPA’s
definition of “sexually explicit conduct” is quite explicit in this
regard. It makes clear that the statute only reaches “visual depictions”
of:
“[A]ctual or simulated … sexual
intercourse, including genital-genital, oral-genital, anal-genital, or
oral-anal, whether between persons of the same or opposite sex; …
bestiality; … masturbation; … sadistic or masochistic abuse; … or
lascivious exhibition of the genitals or pubic area of any person.”
18 U.S.C. § 2256(2).
The Court and Justice O’Connor
suggest that this very graphic definition reaches the depiction of
youthful looking adult actors engaged in suggestive sexual activity,
presumably because the definition extends to “simulated” intercourse.
Ante, at 9—11 (majority opinion); ante, at 4 (opinion
concurring in judgment in part and dissenting in part). Read as a whole,
however, I think the definition reaches only the sort of “hard core of
child pornography” that we found without protection in Ferber,
supra, at 773—774. So construed, the CPPA bans visual depictions of
youthful looking adult actors engaged in actual sexual activity;
mere suggestions of sexual activity, such as youthful looking adult
actors squirming under a blanket, are more akin to written descriptions
than visual depictions, and thus fall outside the purview of the statute
The reference to “simulated”
has been part of the definition of “sexually explicit conduct” since the
statute was first passed. See Protection of Children Against Sexual
Exploitation Act of 1977, Pub. L. 92—225, 92 Stat. 8. But the inclusion of
“simulated” conduct, alongside “actual” conduct, does not change the “hard
core” nature of the image banned. The reference to “simulated” conduct
simply brings within the statute’s reach depictions of hard core
pornography that are “made to look genuine,” Webster’s Ninth New
Collegiate Dictionary 1099 (1983)–
including the main target of the CPPA, computer generated images virtually
indistinguishable from real children engaged in sexually explicit conduct.
Neither actual conduct nor simulated conduct, however, is properly
construed to reach depictions such as those in a film portrayal of Romeo
and Juliet, ante, at 9—11 (majority opinion); ante, at 4
(O’Connor, J., concurring in judgment in part and dissenting in part),
which are far removed from the hard core pornographic depictions that
Congress intended to reach.
Indeed, we should be loath to
construe a statute as banning film portrayals of Shakespearian tragedies,
without some indication–from text or legislative history–that such a
result was intended. In fact, Congress explicitly instructed that such a
reading of the CPPA would be wholly unwarranted. As the Court of Appeals
for the First Circuit has observed:
“[T]he legislative record, which
makes plain that the [CPPA] was intended to target only a narrow class of
images–visual depictions ‘which are virtually indistinguishable to
unsuspecting viewers from unretouched photographs of actual children
engaging in identical sexual conduct.’ ” United
States v. Hilton, 167 F.3d 61, 72 (1999) (quoting S. Rep. No.
104—358, pt. I, p. 7 (1996)).
Judge Ferguson similarly observed
in his dissent in the Court of Appeals in this case:
“From reading the legislative
history, it becomes clear that the CPPA merely extends the existing
prohibitions on ‘real’ child pornography to a narrow class of
computer-generated pictures easily mistaken for real photographs of real
children.” Free Speech Coalition v. Reno, 198 F.3d 1083,
1102 (CA9 1999).
This narrow reading of
“sexually explicit conduct” not only accords with the text of the CPPA and
the intentions of Congress; it is exactly how the phrase was understood
prior to the broadening gloss the Court gives it today. Indeed, had
“sexually explicit conduct” been thought to reach the sort of material the
Court says it does, then films such as “Traffic” and “American Beauty”
would not have been made the way they were. "Traffic” won its Academy
Award in 2001. “American Beauty” won its Academy Award in 2000. But the
CPPA has been on the books, and has been enforced, since 1996. The chill
felt by the Court, ante, at 6 (“[F]ew legitimate movie producers …
would risk distributing images in or near the uncertain reach of this
law”), has apparently never been felt by those who actually make movies.
. . .
The
First Amendment may protect the video shopowner or film distributor
who promotes material as “entertaining” or “acclaimed” regardless of
whether the material contains depictions of youthful looking adult actors
engaged in nonobscene but sexually suggestive conduct. The
First Amendment does not, however, protect the panderer. Thus,
materials promoted as conveying the impression that they depict actual
minors engaged in sexually explicit conduct do not escape regulation
merely because they might warrant
First Amendment protection if promoted in a different manner. See
Ginzburg, supra, at 474—476; cf. Jacobellis v. Ohio,
378 U.S. 184, 201 (1964) (Warren, C. J., dissenting) (“In my opinion,
the use to which various materials are put–not just the words and pictures
themselves–must be considered in determining whether or not the materials
are obscene”). I would construe “conveys the impression” as limited to the
panderer, which makes the statute entirely consistent with Ginzburg
and other cases.
The Court says that “conveys
the impression” goes well beyond Ginzburg to “prohibi[t] [the]
possession of material described, or pandered, as child pornography by
someone earlier in the distribution chain.” Ante, at 19—21. The
Court’s concern is that an individual who merely possesses protected
materials (such as videocassettes of “Traffic” or “American Beauty”) might
offend the CPPA regardless of whether the individual actually intended to
possess materials containing unprotected images. Ante, at 10; see
also ante, at 4 (“Individuals or businesses found to possess just
three such films have no defense to criminal liability under the CPPA”)
(O’Connor, J., concurring in judgment in part and dissenting in part)).
This concern is a legitimate
one, but there is, again, no need or reason to construe the statute this
way. In X-Citement Video, supra, we faced a provision
of the Protection of Children Against Sexual Exploitation Act of 1977, the
precursor to the CPPA, which lent itself much less than the present
statute to attributing a “knowingly” requirement to the contents of the
possessed visual depictions. We held that such a requirement nonetheless
applied, so that the Government would have to prove that a person charged
with possessing child pornography actually knew that the materials
contained depictions of real minors engaged in sexually explicit conduct.
513 U.S., at 77—78. In light of this holding, and consistent with the
narrow class of images the CPPA is intended to prohibit, the CPPA can be
construed to prohibit only the knowing possession of materials actually
containing visual depictions of real minors engaged in sexually explicit
conduct, or computer generated images virtually indistinguishable from
real minors engaged in sexually explicit conduct. The mere possession of
materials containing only suggestive depictions of youthful looking adult
actors need not be so included.
In sum, while potentially
impermissible applications of the CPPA may exist, I doubt that they would
be “substantial … in relation to the statute’s plainly legitimate sweep.”
Broadrick, 413 U.S., at 615. The aim of ensuring the enforceability
of our Nation’s child pornography laws is a compelling one. The CPPA is
targeted to this aim by extending the definition of child pornography to
reach computer-generated images that are virtually indistinguishable from
real children engaged in sexually explicit conduct. The statute need not
be read to do any more than precisely this, which is not offensive to the
First Amendment.
For these reasons, I would
construe the CPPA in a manner consistent with the
First Amendment, reverse the Court of Appeals’ judgment, and uphold
the statute in its entirety.
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