A quite strong dissent, marked, in its closing line, by an exclusion of the tradition "respectfully" before "dissent."
GEORGE W. BUSH, et al., PETITIONERS v.
ALBERT GORE, Jr., et al.
ON WRIT OF CERTIORARI TO THE FLORIDA SUPREME COURT
[December 12, 2000]
Justice Ginsburg, with whom Justice Stevens joins, and with whom Justice Souter and
Justice Breyer join as to Part I, dissenting.
I
The Chief Justice acknowledges that provisions of Floridas Election Code may
well admit of more than one interpretation. Ante, at 3. But instead of respecting
the state high courts province to say what the States Election Code means, The
Chief Justice maintains that Floridas Supreme Court has veered so far from the
,
ordinary practicmŒ2êžXudicial review that what it did cannot properly be called judging.
My colleagues have offered a reasonable construction of Floridas law. Their
construction coincides with the view of one of Floridas seven Supreme Court
justices. Gore v. Harris, __ So. 2d __, __ (Fla. 2000) (slip op., at 4555) (Wells,
C. J., dissenting); Palm Beach County 8—à Å|sing Bd. v. Harris, __ So. 2d __, __ (Fla.
2000) (slip op., at 34) (on remand) (confirming, 61, the constSuction
of Florida law advanced in Gore). I might join The Chief Justice were it my commission to
interpret Florida law. But disagreement with the Florida courts
interpretation of its own States dÍ*¬Ú]es not warrant the conclusion that the
justices of that court have legislated. There is no cause here to believe that the members
of Floridas high court have done less than their mortal best to discha¨±¼^wheir oath of office, Sumner v. Mata, 449 U.S. 539, 549 (191), and no cause to
upset
their reasoned interpretation of Florida law.
This Court more than occasionally affirms statutory, and even constitutional,
interpretations with which it disagrees. For example, when reviewing challenges to
administrative agencies interpretations of laws they implement, we defer to the
agencies unless their interpretation violates the unambiguously expressed intent of
Congress. Chevron U.S. A. Inc. v. Natural Resources Defense Council
Inc., 467 U.S.
837, 843 (1984). We do so in the face of the declaration in Article I of
the United States Constitution that All legislative Powers herein granted shall be
vested in a Congress of the United States. Surely the Constitution does not call
upon us to pay more respect to a federal administrative agencys construction of
federal law than to a state high courts interpretation of its own states law.
And not
uncommonly, we let stand state-court interpSetations of federal law with which we might
disagree. Notably, in the habeas context, the Court adheres to the view that
there is no intrinsic reason why the fact that a man is a federal judge should
make him more competent, or conscientious, or learned with respect to [federal law]
than his neighbor in the state courthouse. Stone v. Powell, 428 U.S. 465,
494, n. 35 (1976) (quoting Bator, Finality in Criminal Law and Federal Habeas Corpus
For State Prisoners, 76 H@rv. L. Rev. 441, 509 (1963)); see ODell v. Netherland, 521
U.S. 151, 156 (1997) ([T]he Teague doctrine validates reasonable,
good-faith interpretations of existing precedents made by state courts even though they
are shown to be contrary to later decisions.) (citing Butler v. McKellar, 494
U.S. 407, 414 (1990)); OConnor, Trends in the Relationship Between the Federal and
State Courts from the Perspective of a State Court Judge, 22 Wm. & Mary
L. Rev. 801, 813 (181) (There is no reason to assume that state court judges cannot
and will not provide a
hospitable forum in litigating federal constitutional
questions.).
No doubt there are cases in which the proper application of federal law may hinge on
interpretations of state law. Unavoidably, this Court must sometimes
examine state law in order to protect federal rights. But we have dealt with such cases
ever mindful of the full measure of respect we owe to interpretations of state
law by a States highest court. In the Contract Clause case, General Motors Corp. v.
Romein, 503 U.S. 181 (1992), for example, we said that although ultimately
we are bound to decide for ourselves whether a contract was made, the Court
accord[s] respectful consideration and great weight to the views of the States
highest court. Id., at 187 (citation omitted). And in Central Union Telephone Co. v.
Edwardsville, 269 U.S. 190 (1925), we upheld the Illinois Supreme Courts
interpretation of a state waiver rule, even though that interpretation resulted in the
forfeiture of federal constitutional rights. Refusing to supplant Illinois law with a
federal definition of waiver, we explained that the state courts declaration
should bind us unless so unfair or unreasonable in its application to those
asserting a
federal right as to obstruct it. Id., at 195.1
In deferring to state courts on matters of state law, we appropriately recognize that this
Court acts as an outside[r] lacking the common exposure to local law
which comes from sitting in the jurisdiction. Lehman Brothers v. Schein, 416 U.S.
386, 391 (1974). That recognition has sometimes prompted us to resolve
doubts about the meaning of state law by certifying issues to a States highest
court, even when federal rights are at stake. Cf. Arizonans for Official English v.
Arizona, 520 U.S. 43, 79 (1997) (Warnings against premature adjudication of
constitutional questions bear heightened attention when a federal court is asked to
invalidate a States law, for the federal tribunal risks friction-generating error
when it endeavors to construe a novel state Act not yet reviewed by the States
highest
court.). Notwithstanding our authority to decide issues of state law underlying
federal claims, we have used the certification devise to afford state high courts an
opportunity to inform us on matters of their own States law because such restraint
helps build a cooperative judicial federalism. Lehman Brothers, 416 U.S., at
391.
Just last Term, in Fiore v. White, 528 U.S. 23 (1999), we took advantage of
Pennsylvanias certification procedure. In that case, a state prisoner brought a
federal habeas action claiming that the State had failed to prove an essential element of
his charged offense in violation of the Due Process Clause. Id., at 2526.
Instead of resolving the state-law question on which the federal claim depended, we
certified the question to the Pennsylvania Supreme Court for that court to help
determine the proper state-law predicate for our determination of the federal
constitutional questions raised. Id., at 29; id., at 28 (asking the Pennsylvania
Supreme
Court whether its recent interpretation of the statute under which Fiore was convicted
was always the statutes meaning, even at the time of Fiores
trial). The
Chief Justices willingness to reverse the Florida Supreme Courts
interpretation of Florida law in this case is at least in tension with our reluctance in
Fiore even to
interpret Pennsylvania law before seeking instruction from the Pennsylvania Supreme Court.
I would have thought the cautious approach we counsel when federal
courts address matters of state law, Arizonans, 520 U.S., at 77, and our commitment to
build[ing] cooperative judicial federalism, Lehman Brothers, 416 U.S.,
at 391, demanded greater restraint.
Rarely has this Court rejected outright an interpretation of state law by a state high
court. Fairfaxs Devisee v. Hunters Lessee, 7 Cranch 603 (1813), NAACP
v. Alabama ex rel. Patterson, 357 U.S. 449 (1958), and Bouie v. City of Columbia, 378 U.S.
347 (1964), cited by The Chief Justice, are three such rare
instances. See ante, at 4, 5, and n. 2. But those cases are embedded in historical
contexts hardly comparable to the situation here. Fairfaxs Devisee, which held
that the Virginia Court of Appeals had misconstrued its own forfeiture laws to deprive a
British subject of lands secured to him by federal treaties, occurred amidst
vociferous States rights attacks on the Marshall Court. G. Gunther & K.
Sullivan, Constitutional Law 6162 (13th ed. 1997). The Virginia court refused to
obey
this Courts Fairfaxs Devisee mandate to enter judgment for the British
subjects successor in interest. That refusal led to the Courts pathmarking
decision in
Martin v. Hunters Lessee, 1 Wheat. 304 (1816). Patterson, a case decided three
months after Cooper v. Aaron, 358 U.S. 1 (1958), in the face of Southern
resistance to the civil rights movement, held that the Alabama Supreme Court had
irregularly applied its own procedural rules to deny review of a contempt order
against the NAACP arising from its refusal to disclose membership lists. We said that
our jurisdiction is not defeated if the nonfederal ground relied on by the state
court is without any fair or substantial support. 357 U.S., at 455. Bouie, stemming
from a lunch counter sit-in at the height of the civil rights movement, held
that
the South Carolina Supreme Courts construction of its trespass
lawscriminalizing conduct not covered by the text of an otherwise clear
statutewas
unforeseeable and thus violated due process when applied retroactively to the
petitioners. 378 U.S., at 350, 354.
The Chief Justices casual citation of these cases might lead one to believe they are
part of a larger collection of cases in which we said that the Constitution
impelled us to train a skeptical eye on a state courts portrayal of state law. But
one would be hard pressed, I think, to find additional cases that fit the mold. As
Justice Breyer convincingly explains, see post, at 59 (dissenting opinion), this
case involves nothing close to the kind of recalcitrance by a state high court that
warrants extraordinary action by this Court. The Florida Supreme Court concluded that
counting every legal vote was the overriding concern of the Florida
Legislature when it enacted the States Election Code. The court surely should not be
bracketed with state high courts of the Jim Crow South.
The Chief Justice says that Article II, by providing that state legislatures shall direct
the manner of appointing electors, authorizes federal superintendence over the
relationship between state courts and state legislatures, and licenses a departure from
the usual deference we give to state court interpretations of state law. Ante, at
5 (To attach definitive weight to the pronouncement of a state court, when the very
question at issue is whether the court has actually departed from the statutory
meaning, would be to abdicate our responsibility to enforce the explicit requirements of
Article II.). The Framers of our Constitution, however, understood that in a
republican government, the judiciary would construe the legislatures enactments. See
U.S. Const., Art. III; The Federalist No. 78 (A. Hamilton). In light of the
constitutional guarantee to States of a Republican Form of Government, U.S.
Const., Art. IV, §4, Article II can hardly be read to invite this Court to disrupt a
States republican regime. Yet The Chief Justice today would reach out to do just
that. By holding that Article II requires our revision of a state courts
construction
of state laws in order to protect one organ of the State from another, The Chief Justice
contradicts the basic principle that a State may organize itself as it sees fit.
See, e.g., Gregory v. Ashcroft, 501 U.S. 452, 460 (1991) (Through the structure of
its government, and the character of those who exercise government
authority, a State defines itself as a sovereign.); Highland Farms Dairy, Inc. v.
Agnew, 300 U.S. 608, 612 (1937) (How power shall be distributed by a state
among its governmental organs is commonly, if not always, a question for the state
itself.).2 Article II does not call for the scrutiny undertaken by this Court.
The extraordinary setting of this case has obscured the ordinary principle that dictates
its proper resolution: Federal courts defer to state high courts
interpretations of their states own law. This principle reflects the core of
federalism, on which all agree. The Framers split the atom of sovereignty. It was
the genius
of their idea that our citizens would have two political capacities, one state and one
federal, each protected from incursion by the other. Saenz v. Roe, 526 U.S.
489, 504, n. 17 (1999) (citing U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 838
(1995) (Kennedy, J., concurring)). The Chief Justices solicitude for the
Florida Legislature comes at the expense of the more fundamental solicitude we owe to the
legislatures sovereign. U.S. Const., Art. II, §1, cl. 2 (Each State shall
appoint, in such Manner as the Legislature thereof may direct, the electors for
President and Vice President) (emphasis added); ante, at 12 (Stevens, J.,
dissenting).3 Were the other members of this Court as mindful as they generally are of our
system of dual sovereignty, they would affirm the judgment of the Florida
Supreme Court.
II
I agree with Justice Stevens that petitioners have not presented a substantial equal
protection claim. Ideally, perfection would be the appropriate standard for
judging the recount. But we live in an imperfect world, one in which thousands of votes
have not been counted. I cannot agree that the recount adopted by the
Florida court, flawed as it may be, would yield a result any less fair or precise than the
certification that preceded that recount. See, e.g., McDonald v. Board of
Election Commrs of Chicago, 394 U.S. 802, 807 (1969) (even in the context of the
right to vote, the state is permitted to reform one step at a time
) (quoting
Williamson v. Lee Optical of Oklahoma, Inc., 348 U.S. 483, 489 (1955)).
Even if there were an equal protection violation, I would agree with Justice Stevens,
Justice Souter, and Justice Breyer that the Courts concern about the
December 12 deadline, ante, at 12, is misplaced. Time is short in part because of
the Courts entry of a stay on December 9, several hours after an able circuit
judge in Leon County had begun to superintend the recount process. More fundamentally, the
Courts reluctance to let the recount go forwarddespite its suggestion
that [t]he search for intent can be confined by specific rules designed to ensure
uniform treatment, ante, at 8ultimately turns on its own judgment about the
practical realities of implementing a recount, not the judgment of those much closer to
the process.
Equally important, as Justice Breyer explains, post, at 12 (dissenting opinion), the
December 12 deadline for bringing Floridas electoral votes into 3 U.S.C.
§
5s safe harbor lacks the significance the Court assigns it. Were that date to pass,
Florida would still be entitled to deliver electoral votes Congress must count unless
both Houses find that the votes ha[d] not been
regularly given. 3
U.S.C. § 15. The statute identifies other significant dates. See, e.g., §7 (specifying
December
18 as the date electors shall meet and give their votes); §12 (specifying
the fourth Wednesday in Decemberthis year, December 27as the date
on which
Congress, if it has not received a States electoral votes, shall request the state
secretary of state to send a certified return immediately). But none of these dates has
ultimate significance in light of Congress detailed provisions for determining, on
the sixth day of January, the validity of electoral votes. §15.
The Court assumes that time will not permit orderly judicial review of any disputed
matters that might arise. Ante, at 12. But no one has doubted the good faith
and diligence with which Florida election officials, attorneys for all sides of this
controversy, and the courts of law have performed their duties. Notably, the Florida
Supreme Court has produced two substantial opinions within 29 hours of oral argument. In
sum, the Courts conclusion that a constitutionally adequate recount is
impractical is a prophecy the Courts own judgment will not allow to be tested. Such
an untested prophecy should not decide the Presidency of the United States.
I dissent.