Unofficial Synopsis
Prepared by the Reporter of Decisions
The Supreme Judicial Court held today that "barring an individual from the
protections, benefits, and obligations of civil marriage solely because that
person would marry a person of the same sex violates the Massachusetts
Constitution." The court stayed the entry of judgment for 180 days "to
permit the Legislature to take such action as it may deem appropriate in
light of this opinion."
"Marriage is a vital social institution," wrote Chief Justice Margaret H.
Marshall for the majority of the Justices. "The exclusive commitment of two
individuals to each other nurtures love and mutual support; it brings
stability to our society. For those who choose to marry, and for their
children, marriage provides an abundance of legal, financial, and social
benefits. In turn it imposes weighty legal, financial, and social
obligations." The question before the court was "whether, consistent with
the Massachusetts Constitution," the Commonwealth could deny those
protections, benefits, and obligations to two individuals of the same sex
who wish to marry.
In ruling that the Commonwealth could not do so, the court observed that the
Massachusetts Constitution "affirms the dignity and equality of all
individuals," and "forbids the creation of second-class citizens." It
reaches its conclusion, the court said, giving "full deference to the
arguments made by the Commonwealth." The Commonwealth, the court ruled, "has
failed to identify any constitutionality adequate reason for denying civil
marriage to same-sex couples."
The court affirmed that it owes "great deference to the Legislature to
decide social and policy issues." Where, as here, the constitutionality of a
law is challenged, it is the "traditional and settled role" of courts to
decide the constitutional question. The "marriage ban" the court held,
"works a deep and scarring hardship" on same-sex families "for no rational
reason." It prevents children of same-sex couples "from enjoying the
immeasurable advantages that flow from the assurance of 'a stable family
structure in which children will be reared, educated, and socialized."' "It
cannot be rational under our laws," the court held, "to penalize children by
depriving them of State benefits" because of their parents' sexual
orientation.
The court rejected the Commonwealth's claim that the primary purpose of
marriage was procreation. Rather, the history of the marriage laws in the
Commonwealth demonstrates that "it is the exclusive and permanent commitment
of the marriage partners to one another, not the begetting of children, that
is the sine qua non of marriage."
The court remarked that its decision "does not disturb the fundamental value
of marriage in our society." "That same-sex couples are willing to embrace
marriage's solemn obligations of exclusivity, mutual support, and commitment
to one another is a testament to the enduring place of marriage in our laws
and in the human spirit," the court stated.
The opinion reformulates the common-law definition of civil marriage to mean
"the voluntary union of two persons as spouses, to the exclusion of all
others. Nothing that "civil marriage has long been termed a 'civil right,"'
the court concluded that "the right to marry means little if it does not
include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health,
safety, and welfare."
Justices John M. Greaney, Roderick L. Ireland, and Judith A. Cowin joined in
the court's opinion. Justice Greaney also filed a separate concurring
opinion.
Justices Francis X. Spina, Martha B. Sosman, and Robert J. Cordy each filed
separate dissenting opinions.
Justice Cordy, with whom Justice Spina and Justice Sosman joined, dissented
on the ground that the marriage statute, as historically interpreted to mean
the union of one man and one woman, does not violate the Massachusetts
Constitution because "the Legislature could rationally conclude that it
furthers the legitimate State purpose of ensuring, promoting, and supporting
an optimal social structure for the bearing and raising of children."
Justice Cordy stated that the court's conclusions to the contrary are
unsupportable in light of "the presumption of constitutional validity and
significant deference afforded to legislative enactments, and the
'undesirability of the judiciary substituting its notion of correct policy
for that of a popularly elected legislature' responsible for making it.'
Further, Justice Cordy stated that "[w]hile 'the Massachusetts Constitution
protects matters of personal liberty against government intrusion at least
as zealously and often more so than does the Federal Constitution,' this
case is not about government intrusions into matters of personal liberty,"
but "about whether the State must endorse and support [the choices of
same-sex couples] by changing the institution of civil marriage to make its
benefits, obligations, and responsibilities applicable to them." Justice
Cordy concluded that, although the plaintiffs had made a powerful case for
the extension of the benefits and burdens of civil marriage to same-sex
couples, the issue "is one deeply rooted in social policy" and 'that
decision must be made by the Legislature, not the court."
Justice Sosman, in a separately filed dissenting opinion, stated that "the
issue is not whether the Legislature's rationale behind [the statutory
scheme being challenged] is persuasive to [the court]," but whether it is
"rational" for the Legislature to "reserve judgment" on whether changing the
definition of marriage "can be made at this time without damaging the
institution of marriage or adversely affecting the critical role it has
played in our society." She concluded that, "[a]bsent consensus on the issue
(which obviously does not exist), or unanimity amongst scientists studying
the issue (which also does not exist), or a more prolonged period of
observation of this new family structure (which has not yet been possible),
it is rational for the Legislature to postpone any redefinition of marriage
that would include same-sex couples until such time as it is certain that
redefinition will not have unintended and undesirable social consequences."
SJC-08860
MARSHALL, C.J.
Marriage is a vital social institution. The exclusive commitment of two
individuals to each other nurtures love and mutual support; it brings
stability to our society. For those who choose to marry, and for their
children, marriage provides an abundance of legal, financial, and social
benefits. In return it imposes weighty legal, financial, and social
obligations. The question before us is whether, consistent with the
Massachusetts Constitution, the Commonwealth may deny the protections,
benefits, and obligations conferred by civil marriage to two individuals of
the same sex who wish to marry. We conclude that it may not. The
Massachusetts Constitution affirms the dignity and equality of all
individuals. It forbids the creation of second-class citizens. In reaching
our conclusion we have given full deference to the arguments made by the
Commonwealth. But it has failed to identify any constitutionally adequate
reason for denying civil marriage to same-sex couples.
We are mindful that our decision marks a change in the history of our
marriage law. Many people hold deep-seated religious, moral, and ethical
convictions that marriage should be limited to the union of one man and one
woman, and that homosexual conduct is immoral. Many hold equally strong
religious, moral, and ethical convictions that same-sex couples are entitled
to be married, and that homosexual persons should be treated no differently
than their heterosexual neighbors. Neither view answers the question before
us. Our concern is with the Massachusetts Constitution as a charter of
governance for every person properly within its reach. "Our obligation is to
define the liberty of all, not to mandate our own moral code." Lawrence
v. Texas, 123 S.Ct. 2472, 2480 (2003) (Lawrence ), quoting
Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833,
850 (1992).
Whether the Commonwealth may use its formidable regulatory authority to bar
same-sex couples from civil marriage is a question not previously addressed
by a Massachusetts appellate court. [FN3] It is a question the United States
Supreme Court left open as a matter of Federal law in Lawrence, supra
at 2484, where it was not an issue. There, the Court affirmed that the core
concept of common human dignity protected by the Fourteenth Amendment to the
United States Constitution precludes government intrusion into the deeply
personal realms of consensual adult expressions of intimacy and one's choice
of an intimate partner. The Court also reaffirmed the central role that
decisions whether to marry or have children bear in shaping one's identity.
Id. at 2481. The Massachusetts Constitution is, if anything, more
protective of individual liberty and equality than the Federal Constitution;
it may demand broader protection for fundamental rights; and it is less
tolerant of government intrusion into the protected spheres of private life.
Barred access to the protections, benefits, and obligations of civil
marriage, a person who enters into an intimate, exclusive union with another
of the same sex is arbitrarily deprived of membership in one of our
community's most rewarding and cherished institutions. That exclusion is
incompatible with the constitutional principles of respect for individual
autonomy and equality under law.
I
. . .
In March and April, 2001, each of the plaintiff couples attempted to obtain
a marriage license from a city or town clerk's office. As required under G.L.
c. 207, they completed notices of intention to marry on forms provided by
the registry, see G.L. c. 207, § 20, and presented these forms to a
Massachusetts town or city clerk, together with the required health forms
and marriage license fees. See G.L. c. 207, § 19. In each case, the clerk
either refused to accept the notice of intention to marry or denied a
marriage license to the couple on the ground that Massachusetts does not
recognize same- sex marriage. [FN4], [FN5] Because obtaining a marriage
license is a necessary prerequisite to civil marriage in Massachusetts,
denying marriage licenses to the plaintiffs was tantamount to denying them
access to civil marriage itself, with its appurtenant social and legal
protections, benefits, and obligations. [FN6]
. . .
II
Although the plaintiffs refer in passing to "the marriage statutes," they
focus, quite properly, on G.L. c. 207, the marriage licensing statute, which
controls entry into civil marriage. As a preliminary matter, we summarize
the provisions of that law.
General Laws c. 207 is both a gatekeeping and a public records statute. It
sets minimum qualifications for obtaining a marriage license and directs
city and town clerks, the registrar, and the department to keep and maintain
certain "vital records" of civil marriages. The gatekeeping provisions of
G.L. c. 207 are minimal. They forbid marriage of individuals within certain
degrees of consanguinity, §§ 1 and 2, and polygamous marriages. See G.L. c.
207, § 4. See also G.L. c. 207, § 8 (marriages solemnized in violation of §§
1, 2, and 4, are void ab initio). They prohibit marriage if one of the
parties has communicable syphilis, see G.L. c. 207, § 28A, and restrict the
circumstances in which a person under eighteen years of age may marry. See
G.L. c. 207, §§ 7, 25, and 27. The statute requires that civil marriage be
solemnized only by those so authorized. See G.L. c. 207, §§ 38-40.
. . .
III
A
The larger question is whether, as the department claims, government action
that bars same-sex couples from civil marriage constitutes a legitimate
exercise of the State's authority to regulate conduct, or whether, as the
plaintiffs claim, this categorical marriage exclusion violates the
Massachusetts Constitution. We have recognized the long-standing statutory
understanding, derived from the common law, that "marriage" means the lawful
union of a woman and a man. But that history cannot and does not foreclose
the constitutional question.
The plaintiffs' claim that the marriage restriction violates the
Massachusetts Constitution can be analyzed in two ways. Does it offend the
Constitution's guarantees of equality before the law? Or do the liberty and
due process provisions of the Massachusetts Constitution secure the
plaintiffs' right to marry their chosen partner? In matters implicating
marriage, family life, and the upbringing of children, the two
constitutional concepts frequently overlap, as they do here. See, e.g.,
M.L.B. v. S.L.J., 519 U.S. 102, 120 (1996) (noting convergence of
due process and equal protection principles in cases concerning parent-child
relationships); Perez v. Sharp, 32 Cal.2d 711, 728 (1948) (analyzing
statutory ban on interracial marriage as equal protection violation
concerning regulation of fundamental right). See also Lawrence, supra
at 2482 ("Equality of treatment and the due process right to demand respect
for conduct protected by the substantive guarantee of liberty are linked in
important respects, and a decision on the latter point advances both
interests"); Bolling v. Sharpe, 347 U.S. 497 (1954) (racial
segregation in District of Columbia public schools violates the due process
clause of the Fifth Amendment to the United States Constitution), decided
the same day as Brown v. Board of Educ. of Topeka, 347 U.S. 483
(1954) (holding that segregation of public schools in the States violates
the equal protection clause of the Fourteenth Amendment). Much of what we
say concerning one standard applies to the other.
We begin by considering the nature of civil marriage itself. Simply put, the
government creates civil marriage. In Massachusetts, civil marriage is, and
since pre-Colonial days has been, precisely what its name implies: a wholly
secular institution. See Commonwealth v. Munson, 127 Mass. 459,
460-466 (1879) (noting that "[i]n Massachusetts, from very early times, the
requisites of a valid marriage have been regulated by statutes of the
Colony, Province, and Commonwealth," and surveying marriage statutes from
1639 through 1834). No religious ceremony has ever been required to validate
a Massachusetts marriage. Id.
In a real sense, there are three partners to every civil marriage: two
willing spouses and an approving State. . . .
Without question, civil marriage enhances the "welfare of the community." It
is a "social institution of the highest importance." French v. McAnarney,
supra. Civil marriage anchors an ordered society by encouraging stable
relationships over transient ones. It is central to the way the Commonwealth
identifies individuals, provides for the orderly distribution of property,
ensures that children and adults are cared for and supported whenever
possible from private rather than public funds, and tracks important
epidemiological and demographic data.
Marriage also bestows enormous private and social advantages on those who
choose to marry. Civil marriage is at once a deeply personal commitment to
another human being and a highly public celebration of the ideals of
mutuality, companionship, intimacy, fidelity, and family. "It is an
association that promotes a way of life, not causes; a harmony in living,
not political faiths; a bilateral loyalty, not commercial or social
projects." Griswold v. Connecticut, 381 U.S. 479, 486 (1965). Because
it fulfils yearnings for security, safe haven, and connection that express
our common humanity, civil marriage is an esteemed institution, and the
decision whether and whom to marry is among life's momentous acts of
self-definition.
. . .
Exclusive marital benefits that are not directly tied to property rights
include the presumptions of legitimacy and parentage of children born to a
married couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and evidentiary
rights, such as the prohibition against spouses testifying against one
another about their private conversations, applicable in both civil and
criminal cases (G.L. c. 233, § 20). Other statutory benefits of a personal
nature available only to married individuals include qualification for
bereavement or medical leave to care for individuals related by blood or
marriage (G.L. c. 149, § 52D); an automatic "family member" preference to
make medical decisions for an incompetent or disabled spouse who does not
have a contrary health care proxy, see Shine v. Vega, 429 Mass. 456,
466 (1999); the application of predictable rules of child custody,
visitation, support, and removal out-of-State when married parents divorce
(e.g., G.L. c. 208, § 19 [temporary custody], § 20 [temporary support], § 28
[custody and support on judgment of divorce], § 30 [removal from
Commonwealth], and § 31 [shared custody plan]; priority rights to administer
the estate of a deceased spouse who dies without a will, and requirement
that surviving spouse must consent to the appointment of any other person as
administrator (G.L. c. 38, § 13 [disposition of body], and G.L. c. 113, § 8
[anatomical gifts] ); and the right to interment in the lot or tomb owned by
one's deceased spouse (G.L. c. 114, §§ 29-33).
Where a married couple has children, their children are also directly or
indirectly, but no less auspiciously, the recipients of the special legal
and economic protections obtained by civil marriage. Notwithstanding the
Commonwealth's strong public policy to abolish legal distinctions between
marital and nonmarital children in providing for the support and care of
minors, see Department of Revenue v. Mason M., 439 Mass. 665 (2003);
Woodward v. Commissioner of Social Sec., 435 Mass. 536, 546 (2002),
the fact remains that marital children reap a measure of family stability
and economic security based on their parents' legally privileged status that
is largely inaccessible, or not as readily accessible, to nonmarital
children. Some of these benefits are social, such as the enhanced approval
that still attends the status of being a marital child. Others are material,
such as the greater ease of access to family-based State and Federal
benefits that attend the presumptions of one's parentage.
It is undoubtedly for these concrete reasons, as well as for its intimately
personal significance, that civil marriage has long been termed a "civil
right." See, e.g., Loving v. Virginia, 388 U.S. 1, 12 (1967) .
. .
B
For decades, indeed centuries, in much of this country (including
Massachusetts) no lawful marriage was possible between white and black
Americans. That long history availed not when the Supreme Court of
California held in 1948 that a legislative prohibition against interracial
marriage violated the due process and equality guarantees of the Fourteenth
Amendment, Perez v. Sharp, 32 Cal.2d 711, 728 (1948), or when,
nineteen years later, the United States Supreme Court also held that a
statutory bar to interracial marriage violated the Fourteenth Amendment,
Loving v. Virginia, 388 U.S. 1 (1967). [FN16] As both Perez and
Loving make clear, the right to marry means little if it does not
include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health,
safety, and welfare. See Perez v. Sharp, supra at 717 ("the essence
of the right to marry is freedom to join in marriage with the person of
one's choice"). See also Loving v. Virginia, supra at 12. In this
case, as in Perez and Loving, a statute deprives individuals
of access to an institution of fundamental legal, personal, and social
significance--the institution of marriage--because of a single trait: skin
color in Perez and Loving, sexual orientation here. As it did
in Perez and Loving, history must yield to a more fully
developed understanding of the invidious quality of the discrimination.
. . . And central to personal freedom and security is the assurance that
the laws will apply equally to persons in similar situations. "Absolute
equality before the law is a fundamental principle of our own Constitution."
Opinion of the Justices, 211 Mass. 618, 619 (1912). The liberty
interest in choosing whether and whom to marry would be hollow if the
Commonwealth could, without sufficient justification, foreclose an
individual from freely choosing the person with whom to share an exclusive
commitment in the unique institution of civil marriage.
The Massachusetts Constitution requires, at a minimum, that the exercise of
the State's regulatory authority not be "arbitrary or capricious." Under
both the equality and liberty guarantees, regulatory authority must, at very
least, serve "a legitimate purpose in a rational way"; a statute must "bear
a reasonable relation to a permissible legislative objective." Rushworth
v. Registrar of Motor Vehicles, 413 Mass. 265, 270 (1992). See, e.g.,
Massachusetts Fed'n of Teachers v. Board of Educ., 436 Mass. 763, 778
(2002) (equal protection); Coffee-Rich, Inc. v. Commissioner of
Pub. Health, 348 Mass. 414, 422 (1965) (due process). Any law failing to
satisfy the basic standards of rationality is void.
The plaintiffs challenge the marriage statute on both equal protection and
due process grounds. With respect to each such claim, we must first
determine the appropriate standard of review. Where a statute implicates a
fundamental right or uses a suspect classification, we employ "strict
judicial scrutiny." Lowell v. Kowalski, 380 Mass. 663, 666 (1980).
For all other statutes, we employ the " 'rational basis' test." English
v. New England Med. Ctr., 405 Mass. 423, 428 (1989). For due process
claims, rational basis analysis requires that statutes "bear[ ] a real and
substantial relation to the public health, safety, morals, or some other
phase of the general welfare." Coffee-Rich, Inc. v. Commissioner
of Pub. Health, supra, quoting Sperry & Hutchinson Co. v.
Director of the Div. on the Necessaries of Life, 307 Mass. 408, 418
(1940). For equal protection challenges, the rational basis test requires
that "an impartial lawmaker could logically believe that the classification
would serve a legitimate public purpose that transcends the harm to the
members of the disadvantaged class." English v. New England Med. Ctr.,
supra at 429, quoting Cleburne v. Cleburne Living Ctr., Inc., 473
U.S. 432, 452 (1985) (Stevens, J., concurring).
The department argues that no fundamental right or "suspect" class is at
issue here, and rational basis is the appropriate standard of review. For
the reasons we explain below, we conclude that the marriage ban does not
meet the rational basis test for either due process or equal protection.
Because the statute does not survive rational basis review, we do not
consider the plaintiffs' arguments that this case merits strict judicial
scrutiny.
The department posits three legislative rationales for prohibiting same-sex
couples from marrying: (1) providing a "favorable setting for procreation";
(2) ensuring the optimal setting for child rearing, which the department
defines as "a two-parent family with one parent of each sex"; and (3)
preserving scarce State and private financial resources. We consider each in
turn.
The judge in the Superior Court endorsed the first rationale, holding that
"the state's interest in regulating marriage is based on the traditional
concept that marriage's primary purpose is procreation." This is incorrect.
Our laws of civil marriage do not privilege procreative heterosexual
intercourse between married people above every other form of adult intimacy
and every other means of creating a family. General Laws c. 207 contains no
requirement that the applicants for a marriage license attest to their
ability or intention to conceive children by coitus. Fertility is not a
condition of marriage, nor is it grounds for divorce. People who have never
consummated their marriage, and never plan to, may be and stay married. See
Franklin v. Franklin, 154 Mass. 515, 516 (1891) ("The consummation of
a marriage by coition is not necessary to its validity"). [FN22] People who
cannot stir from their deathbed may marry. See G.L. c. 207, § 28A. While it
is certainly true that many, perhaps most, married couples have children
together (assisted or unassisted), it is the exclusive and permanent
commitment of the marriage partners to one another, not the begetting of
children, that is the sine qua non of civil marriage.
Moreover, the Commonwealth affirmatively facilitates bringing children into
a family regardless of whether the intended parent is married or unmarried,
whether the child is adopted or born into a family, whether assistive
technology was used to conceive the child, and whether the parent or her
partner is heterosexual, homosexual, or bisexual. If procreation were a
necessary component of civil marriage, our statutes would draw a tighter
circle around the permissible bounds of nonmarital child bearing and the
creation of families by noncoital means. The attempt to isolate procreation
as "the source of a fundamental right to marry," post at (Cordy, J.,
dissenting), overlooks the integrated way in which courts have examined the
complex and overlapping realms of personal autonomy, marriage, family life,
and child rearing. Our jurisprudence recognizes that, in these nuanced and
fundamentally private areas of life, such a narrow focus is inappropriate.
The "marriage is procreation" argument singles out the one unbridgeable
difference between same-sex and opposite-sex couples, and transforms that
difference into the essence of legal marriage. Like "Amendment 2" to the
Constitution of Colorado, which effectively denied homosexual persons
equality under the law and full access to the political process, the
marriage restriction impermissibly "identifies persons by a single trait and
then denies them protection across the board." Romer v. Evans, 517
U.S. 620, 633 (1996). In so doing, the State's action confers an official
stamp of approval on the destructive stereotype that same-sex relationships
are inherently unstable and inferior to opposite-sex relationships and are
not worthy of respect.
The department's first stated rationale, equating marriage with unassisted
heterosexual procreation, shades imperceptibly into its second: that
confining marriage to opposite-sex couples ensures that children are raised
in the "optimal" setting. Protecting the welfare of children is a paramount
State policy. Restricting marriage to opposite-sex couples, however, cannot
plausibly further this policy. . . . The "best interests of the child"
standard does not turn on a parent's sexual orientation or marital status.
The department has offered no evidence that forbidding marriage to people of
the same sex will increase the number of couples choosing to enter into
opposite-sex marriages in order to have and raise children. There is thus no
rational relationship between the marriage statute and the Commonwealth's
proffered goal of protecting the "optimal" child rearing unit. Moreover, the
department readily concedes that people in same-sex couples may be
"excellent" parents. These couples (including four of the plaintiff couples)
have children for the reasons others do--to love them, to care for them, to
nurture them. But the task of child rearing for same-sex couples is made
infinitely harder by their status as outliers to the marriage laws. While
establishing the parentage of children as soon as possible is crucial to the
safety and welfare of children, see Culliton v. Beth Israel Deaconness
Med. Ctr., 435 Mass. 285, 292 (2001), same-sex couples must undergo the
sometimes lengthy and intrusive process of second-parent adoption to
establish their joint parentage. While the enhanced income provided by
marital benefits is an important source of security and stability for
married couples and their children, those benefits are denied to families
headed by same-sex couples. See, e.g., note 6, supra. While the laws
of divorce provide clear and reasonably predictable guidelines for child
support, child custody, and property division on dissolution of a marriage,
same-sex couples who dissolve their relationships find themselves and their
children in the highly unpredictable terrain of equity jurisdiction. See
E.N.O. v. L.M.M., supra. Given the wide range of public benefits
reserved only for married couples, we do not credit the department's
contention that the absence of access to civil marriage amounts to little
more than an inconvenience to same-sex couples and their children. Excluding
same-sex couples from civil marriage will not make children of opposite-sex
marriages more secure, but it does prevent children of same-sex couples from
enjoying the immeasurable advantages that flow from the assurance of "a
stable family structure in which children will be reared, educated, and
socialized." Post at (Cordy, J., dissenting).
No one disputes that the plaintiff couples are families, that many are
parents, and that the children they are raising, like all children, need and
should have the fullest opportunity to grow up in a secure, protected family
unit. Similarly, no one disputes that, under the rubric of marriage, the
State provides a cornucopia of substantial benefits to married parents and
their children. The preferential treatment of civil marriage reflects the
Legislature's conclusion that marriage "is the foremost setting for the
education and socialization of children" precisely because it "encourages
parents to remain committed to each other and to their children as they
grow." Post at (Cordy, J., dissenting).
In this case, we are confronted with an entire, sizeable class of parents
raising children who have absolutely no access to civil marriage and its
protections because they are forbidden from procuring a marriage license. It
cannot be rational under our laws, and indeed it is not permitted, to
penalize children by depriving them of State benefits because the State
disapproves of their parents' sexual orientation.
. . .
The department suggests additional rationales for prohibiting same-sex
couples from marrying, which are developed by some amici. It argues that
broadening civil marriage to include same-sex couples will trivialize or
destroy the institution of marriage as it has historically been fashioned.
Certainly our decision today marks a significant change in the definition of
marriage as it has been inherited from the common law, and understood by
many societies for centuries. But it does not disturb the fundamental value
of marriage in our society.
Here, the plaintiffs seek only to be married, not to undermine the
institution of civil marriage. They do not want marriage abolished. They do
not attack the binary nature of marriage, the consanguinity provisions, or
any of the other gate-keeping provisions of the marriage licensing law.
Recognizing the right of an individual to marry a person of the same sex
will not diminish the validity or dignity of opposite-sex marriage, any more
than recognizing the right of an individual to marry a person of a different
race devalues the marriage of a person who marries someone of her own race.
If anything, extending civil marriage to same-sex couples reinforces the
importance of marriage to individuals and communities. That same-sex couples
are willing to embrace marriage's solemn obligations of exclusivity, mutual
support, and commitment to one another is a testament to the enduring place
of marriage in our laws and in the human spirit.
It has been argued that, due to the State's strong interest in the
institution of marriage as a stabilizing social structure, only the
Legislature can control and define its boundaries. Accordingly, our elected
representatives legitimately may choose to exclude same-sex couples from
civil marriage in order to assure all citizens of the Commonwealth that (1)
the benefits of our marriage laws are available explicitly to create and
support a family setting that is, in the Legislature's view, optimal for
child rearing, and (2) the State does not endorse gay and lesbian parenthood
as the equivalent of being raised by one's married biological parents. These
arguments miss the point. The Massachusetts Constitution requires that
legislation meet certain criteria and not extend beyond certain limits. It
is the function of courts to determine whether these criteria are met and
whether these limits are exceeded. In most instances, these limits are
defined by whether a rational basis exists to conclude that legislation will
bring about a rational result. The Legislature in the first instance, and
the courts in the last instance, must ascertain whether such a rational
basis exists. To label the court's role as usurping that of the Legislature,
see, e.g., post at (Cordy, J., dissenting), is to misunderstand the
nature and purpose of judicial review. We owe great deference to the
Legislature to decide social and policy issues, but it is the traditional
and settled role of courts to decide constitutional issues.
The history of constitutional law "is the story of the extension of
constitutional rights and protections to people once ignored or excluded."
United States v. Virginia, 518 U.S. 515, 557 (1996) (construing equal
protection clause of the Fourteenth Amendment to prohibit categorical
exclusion of women from public military institute). This statement is as
true in the area of civil marriage as in any other area of civil rights.
See, e.g., Turner v. Safley, 482 U.S. 78 (1987); Loving v.
Virginia, 388 U.S. 1 (1967); Perez v. Sharp, 32 Cal.2d 711
(1948). As a public institution and a right of fundamental importance, civil
marriage is an evolving paradigm. The common law was exceptionally harsh
toward women who became wives: a woman's legal identity all but evaporated
into that of her husband. See generally C.P. Kindregan, Jr., & M.L. Inker,
Family Law and Practice §§ 1.9 and 1.10 (3d ed.2002). Thus, one early
Nineteenth Century jurist could observe matter of factly that, prior to the
abolition of slavery in Massachusetts, "the condition of a slave resembled
the connection of a wife with her husband, and of infant children with their
father. He is obliged to maintain them, and they cannot be separated from
him." Winchendon v. Hatfield, 4 Mass. 123, 129 (1808). But since at
least the middle of the Nineteenth Century, both the courts and the
Legislature have acted to ameliorate the harshness of the common-law regime.
In Bradford v. Worcester, 184 Mass. 557, 562 (1904), we refused to
apply the common-law rule that the wife's legal residence was that of her
husband to defeat her claim to a municipal "settlement of paupers." In
Lewis v. Lewis, 370 Mass. 619, 629 (1976), we abrogated the common-law
doctrine immunizing a husband against certain suits because the common-law
rule was predicated on "antediluvian assumptions concerning the role and
status of women in marriage and in society." Id. at 621. Alarms about
the imminent erosion of the "natural" order of marriage were sounded over
the demise of antimiscegenation laws, the expansion of the rights of married
women, and the introduction of "no-fault" divorce. [FN32] Marriage has
survived all of these transformations, and we have no doubt that marriage
will continue to be a vibrant and revered institution.
. ..
The department has had more than ample opportunity to articulate a
constitutionally adequate justification for limiting civil marriage to
opposite-sex unions. It has failed to do so. The department has offered
purported justifications for the civil marriage restriction that are starkly
at odds with the comprehensive network of vigorous, gender-neutral laws
promoting stable families and the best interests of children. It has failed
to identify any relevant characteristic that would justify shutting the door
to civil marriage to a person who wishes to marry someone of the same sex.
The marriage ban works a deep and scarring hardship on a very real segment
of the community for no rational reason. The absence of any reasonable
relationship between, on the one hand, an absolute disqualification of
same-sex couples who wish to enter into civil marriage and, on the other,
protection of public health, safety, or general welfare, suggests that the
marriage restriction is rooted in persistent prejudices against persons who
are (or who are believed to be) homosexual. [FN33] "The Constitution cannot
control such prejudices but neither can it tolerate them. Private biases may
be outside the reach of the law, but the law cannot, directly or indirectly,
give them effect." Palmore v. Sidoti, 466 U.S. 429, 433 (1984)
(construing Fourteenth Amendment). Limiting the protections, benefits, and
obligations of civil marriage to opposite-sex couples violates the basic
premises of individual liberty and equality under law protected by the
Massachusetts Constitution.
. . .
We construe civil marriage to mean the voluntary union of two persons as
spouses, to the exclusion of all others. This reformulation redresses the
plaintiffs' constitutional injury and furthers the aim of marriage to
promote stable, exclusive relationships. It advances the two legitimate
State interests the department has identified: providing a stable setting
for child rearing and conserving State resources. It leaves intact the
Legislature's broad discretion to regulate marriage. See Commonwealth v.
Stowell, 389 Mass. 171, 175 (1983).
In their complaint the plaintiffs request only a declaration that their
exclusion and the exclusion of other qualified same-sex couples from access
to civil marriage violates Massachusetts law. We declare that barring an
individual from the protections, benefits, and obligations of civil marriage
solely because that person would marry a person of the same sex violates the
Massachusetts Constitution. We vacate the summary judgment for the
department. We remand this case to the Superior Court for entry of judgment
consistent with this opinion. Entry of judgment shall be stayed for 180 days
to permit the Legislature to take such action as it may deem appropriate in
light of this opinion. See, e.g., Michaud v. Sheriff of Essex County,
390 Mass. 523, 535-536 (1983).
So ordered.
SOSMAN, J. (dissenting, with whom Spina and Cordy, JJ., join).
In applying the rational basis test to any challenged statutory scheme, the
issue is not whether the Legislature's rationale behind that scheme is
persuasive to us, but only whether it satisfies a minimal threshold of
rationality. Today, rather than apply that test, the court announces that,
because it is persuaded that there are no differences between same-sex and
opposite-sex couples, the Legislature has no rational basis for treating
them differently with respect to the granting of marriage licenses. Reduced
to its essence, the court's opinion concludes that, because same-sex couples
are now raising children, and withholding the benefits of civil marriage
from their union makes it harder for them to raise those children, the State
must therefore provide the benefits of civil marriage to same-sex couples
just as it does to opposite-sex couples. Of course, many people are raising
children outside the confines of traditional marriage, and, by definition,
those children are being deprived of the various benefits that would flow if
they were being raised in a household with married parents. That does not
mean that the Legislature must accord the full benefits of marital status on
every household raising children. Rather, the Legislature need only have
some rational basis for concluding that, at present, those alternate family
structures have not yet been conclusively shown to be the equivalent of the
marital family structure that has established itself as a successful one
over a period of centuries. People are of course at liberty to raise their
children in various family structures, as long as they are not literally
harming their children by doing so. See Blixt v. Blixt, 437 Mass.
649, 668-670 (2002) (Sosman, J., dissenting), cert. denied, 537 U.S. 1189
(2003). That does not mean that the State is required to provide identical
forms of encouragement, endorsement, and support to all of the infinite
variety of household structures that a free society permits.
Based on our own philosophy of child rearing, and on our observations of the
children being raised by same-sex couples to whom we are personally close,
we may be of the view that what matters to children is not the gender, or
sexual orientation, or even the number of the adults who raise them, but
rather whether those adults provide the children with a nurturing, stable,
safe, consistent, and supportive environment in which to mature. Same-sex
couples can provide their children with the requisite nurturing, stable,
safe, consistent, and supportive environment in which to mature, just as
opposite-sex couples do. It is therefore understandable that the court might
view the traditional definition of marriage as an unnecessary anachronism,
rooted in historical prejudices that modern society has in large measure
rejected and biological limitations that modern science has overcome.
It is not, however, our assessment that matters. Conspicuously absent from
the court's opinion today is any acknowledgment that the attempts at
scientific study of the ramifications of raising children in same-sex couple
households are themselves in their infancy and have so far produced
inconclusive and conflicting results. Notwithstanding our belief that gender
and sexual orientation of parents should not matter to the success of the
child rearing venture, studies to date reveal that there are still some
observable differences between children raised by opposite-sex couples and
children raised by same-sex couples. See post at--(Cordy, J.,
dissenting). Interpretation of the data gathered by those studies then
becomes clouded by the personal and political beliefs of the investigators,
both as to whether the differences identified are positive or negative, and
as to the untested explanations of what might account for those differences.
(This is hardly the first time in history that the ostensible steel of the
scientific method has melted and buckled under the intense heat of political
and religious passions.) Even in the absence of bias or political agenda
behind the various studies of children raised by same-sex couples, the most
neutral and strict application of scientific principles to this field would
be constrained by the limited period of observation that has been available.
Gay and lesbian couples living together openly, and official recognition of
them as their children's sole parents, comprise a very recent phenomenon,
and the recency of that phenomenon has not yet permitted any study of how
those children fare as adults and at best minimal study of how they fare
during their adolescent years. The Legislature can rationally view the state
of the scientific evidence as unsettled on the critical question it now
faces: Are families headed by same- sex parents equally successful in
rearing children from infancy to adulthood as families headed by parents of
opposite sexes? Our belief that children raised by same-sex couples
should fare the same as children raised in traditional families is just
that: a passionately held but utterly untested belief. The Legislature is
not required to share that belief but may, as the creator of the institution
of civil marriage, wish to see the proof before making a fundamental
alteration to that institution.
Although ostensibly applying the rational basis test to the civil marriage
statutes, it is abundantly apparent that the court is in fact applying some
undefined stricter standard to assess the constitutionality of the marriage
statutes' exclusion of same-sex couples. While avoiding any express
conclusion as to any of the proffered routes by which that exclusion would
be subjected to a test of strict scrutiny--infringement of a fundamental
right, discrimination based on gender, or discrimination against gays and
lesbians as a suspect classification--the opinion repeatedly alludes to
those concepts in a prolonged and eloquent prelude before articulating its
view that the exclusion lacks even a rational basis. See, e.g., ante
at (noting that State Constitution is "more protective of individual liberty
and equality," demands "broader protection for fundamental rights," and is
"less tolerant of government intrusion into the protected spheres of private
life" than Federal Constitution); ante at (describing decision to
marry and choice of marital partner as "among life's momentous acts of
self-definition"); ante at-- (repeated references to "right to marry"
as "fundamental"); ante at-- (repeated comparisons to statutes
prohibiting interracial marriage, which were predicated on suspect
classification of race); ante at--(characterizing ban on same-sex
marriage as "invidious" discrimination that "deprives individuals of access
to an institution of fundamental legal, personal, and social significance"
and again noting that Massachusetts Constitution "protects matters of
personal liberty against government incursion" more zealously than Federal
Constitution); ante at (characterizing "whom to marry, how to express
sexual intimacy, and whether and how to establish a family" as "among the
most basic of every individual's liberty and due process rights"); ante
at ("liberty interest in choosing whether and whom to marry would be hollow"
if Commonwealth could "foreclose an individual from freely choosing the
person" to marry); ante at (opining that in "overlapping realms of
personal autonomy, marriage, family life and child-rearing," characterized
as "fundamentally private areas of life," court uses "integrated" analysis
instead of "narrow focus"). See also ante at n. 29 (suggesting that
prohibition on same-sex marriage "impose[s] limits on personal beliefs");
ante at n. 31] (suggesting that "total deference" to Legislature in this
case would be equivalent to "strip[ping]" judiciary "of its constitutional
authority to decide challenges" in such areas as forced sterilization,
antimiscegenation statutes, and abortion, even though all cited examples
pertain to fundamental rights analyzed under strict scrutiny, not under
rational basis test); ante at (civil marriage as "a right of
fundamental importance"); ante at (noting State policy of "preventing
discrimination on the basis of sexual orientation"); ante at,
(prohibition against same-sex marriage inconsistent with "gender neutral
laws promoting stable families," and "rooted in persistent prejudices
against" homosexuals); ante at (prohibition against same-sex marriage
"violated the basic premises of individual liberty"). In short, while
claiming to apply a mere rational basis test, the court's opinion works up
an enormous head of steam by repeated invocations of avenues by which to
subject the statute to strict scrutiny, apparently hoping that that head of
steam will generate momentum sufficient to propel the opinion across the
yawning chasm of the very deferential rational basis test.
Shorn of these emotion-laden invocations, the opinion ultimately opines that
the Legislature is acting irrationally when it grants benefits to a proven
successful family structure while denying the same benefits to a recent,
perhaps promising, but essentially untested alternate family structure.
Placed in a more neutral context, the court would never find any
irrationality in such an approach. For example, if the issue were government
subsidies and tax benefits promoting use of an established technology for
energy efficient heating, the court would find no equal protection or due
process violation in the Legislature's decision not to grant the same
benefits to an inventor or manufacturer of some new, alternative technology
who did not yet have sufficient data to prove that that new technology was
just as good as the established technology. That the early results from
preliminary testing of the new technology might look very promising, or that
the theoretical underpinnings of the new technology might appear flawless,
would not make it irrational for the Legislature to grant subsidies and tax
breaks to the established technology and deny them to the still unproved
newcomer in the field. While programs that affect families and children
register higher on our emotional scale than programs affecting energy
efficiency, our standards for what is or is not "rational" should not be
bent by those emotional tugs. Where, as here, there is no ground for
applying strict scrutiny, the emotionally compelling nature of the subject
matter should not affect the manner in which we apply the rational basis
test.
Or, to the extent that the court is going to invoke such emotion-laden and
value-laden rhetoric as a means of heightening the degree of scrutiny to be
applied, the same form of rhetoric can be employed to justify the
Legislature's proceeding with extreme caution in this area. In considering
whether the Legislature has a rational reason for postponing a dramatic
change to the definition of marriage, it is surely pertinent to the inquiry
to recognize that this proffered change affects not just a load-bearing wall
of our social structure but the very cornerstone of that structure. See
post at--(Cordy, J., dissenting). Before making a fundamental alteration
to that cornerstone, it is eminently rational for the Legislature to require
a high degree of certainty as to the precise consequences of that
alteration, to make sure that it can be done safely, without either
temporary or lasting damage to the structural integrity of the entire
edifice. The court today blithely assumes that there are no such dangers and
that it is safe to proceed (see ante at--, an assumption that is not
supported by anything more than the court's blind faith that it is so.
More importantly, it is not our confidence in the lack of adverse
consequences that is at issue, or even whether that confidence is
justifiable. The issue is whether it is rational to reserve judgment on
whether this change can be made at this time without damaging the
institution of marriage or adversely affecting the critical role it has
played in our society. Absent consensus on the issue (which obviously does
not exist), or unanimity amongst scientists studying the issue (which also
does not exist), or a more prolonged period of observation of this new
family structure (which has not yet been possible), it is rational for the
Legislature to postpone any redefinition of marriage that would include
same-sex couples until such time as it is certain that that redefinition
will not have unintended and undesirable social consequences. Through the
political process, the people may decide when the benefits of extending
civil marriage to same-sex couples have been shown to outweigh whatever
risks--be they palpable or ephemeral--are involved. However minimal the
risks of that redefinition of marriage may seem to us from our vantage
point, it is not up to us to decide what risks society must run, and it is
inappropriate for us to abrogate that power to ourselves merely because we
are confident that "it is the right thing to do." Ante at (Greaney,
J., concurring).
As a matter of social history, today's opinion may represent a great turning
point that many will hail as a tremendous step toward a more just society.
As a matter of constitutional jurisprudence, however, the case stands as an
aberration. To reach the result it does, the court has tortured the rational
basis test beyond recognition. I fully appreciate the strength of the
temptation to find this particular law unconstitutional--there is much to be
said for the argument that excluding gay and lesbian couples from the
benefits of civil marriage is cruelly unfair and hopelessly outdated; the
inability to marry has a profound impact on the personal lives of committed
gay and lesbian couples (and their children) to whom we are personally close
(our friends, neighbors, family members, classmates, and co-workers); and
our resolution of this issue takes place under the intense glare of national
and international publicity. Speaking metaphorically, these factors have
combined to turn the case before us into a "perfect storm" of a
constitutional question. In my view, however, such factors make it all the
more imperative that we adhere precisely and scrupulously to the established
guideposts of our constitutional jurisprudence, a jurisprudence that makes
the rational basis test an extremely deferential one that focuses on the
rationality, not the persuasiveness, of the potential justifications for the
classifications in the legislative scheme. I trust that, once this
particular "storm" clears, we will return to the rational basis test as it
has always been understood and applied. Applying that deferential test in
the manner it is customarily applied, the exclusion of gay and lesbian
couples from the institution of civil marriage passes constitutional muster.
I respectfully dissent.
CORDY, J. (dissenting, with whom Spina and Sosman, JJ., join).
The court's opinion concludes that the Department of Public Health has
failed to identify any "constitutionally adequate reason" for limiting civil
marriage to opposite-sex unions, and that there is no "reasonable
relationship" between a disqualification of same-sex couples who wish to
enter into a civil marriage and the protection of public health, safety, or
general welfare. Consequently, it holds that the marriage statute cannot
withstand scrutiny under the Massachusetts Constitution. Because I find
these conclusions to be unsupportable in light of the nature of the rights
and regulations at issue, the presumption of constitutional validity and
significant deference afforded to legislative enactments, and the
"undesirability of the judiciary substituting its notions of correct policy
for that of a popularly elected Legislature" responsible for making such
policy, Zayre Corp. v. Attorney Gen., 372 Mass. 423, 433
(1977), I respectfully dissent. Although it may be desirable for many
reasons to extend to same-sex couples the benefits and burdens of civil
marriage (and the plaintiffs have made a powerfully reasoned case for that
extension), that decision must be made by the Legislature, not the court.
. . .
The Massachusetts marriage statute does not impair the exercise of a
recognized fundamental right, or discriminate on the basis of sex in
violation of the equal rights amendment to the Massachusetts Constitution.
Consequently, it is subject to review only to determine whether it satisfies
the rational basis test. Because a conceivable rational basis exists upon
which the Legislature could conclude that the marriage statute furthers the
legitimate State purpose of ensuring, promoting, and supporting an optimal
social structure for the bearing and raising of children, it is a valid
exercise of the State's police power.
A. Limiting marriage to the union of one man and one woman does not
impair the exercise of a fundamental right. Civil marriage is an
institution created by the State. In Massachusetts, the marriage statutes
are derived from English common law, see Commonwealth v. Knowlton, 2
Mass. 530, 534 (1807), and were first enacted in colonial times.
Commonwealth v. Munson, 127 Mass. 459, 460 (1879). They were enacted to
secure public interests and not for religious purposes or to promote
personal interests or aspirations. (See discussion infra at--). As
the court notes in its opinion, the institution of marriage is "the legal
union of a man and woman as husband and wife," ante at, and it has
always been so under Massachusetts law, colonial or otherwise.
The plaintiffs contend that because the right to choose to marry is a
"fundamental" right, the right to marry the person of one's choice,
including a member of the same sex, must also be a "fundamental" right.
While the court stops short of deciding that the right to marry someone of
the same sex is "fundamental" such that strict scrutiny must be applied to
any statute that impairs it, it nevertheless agrees with the plaintiffs that
the right to choose to marry is of fundamental importance ("among the most
basic" of every person's "liberty and due process rights") and would be
"hollow" if an individual was foreclosed from "freely choosing the person
with whom to share ... the ... institution of civil marriage." Ante
at. Hence, it concludes that a marriage license cannot be denied to an
individual who wishes to marry someone of the same sex. In reaching this
result the court has transmuted the "right" to marry into a right to change
the institution of marriage itself. This feat of reasoning succeeds only if
one accepts the proposition that the definition of the institution of
marriage as a union between a man and a woman is merely "conclusory" (as
suggested, ante at [Greaney, J., concurring] ), rather than the basis
on which the "right" to partake in it has been deemed to be of fundamental
importance. In other words, only by assuming that "marriage" includes the
union of two persons of the same sex does the court conclude that
restricting marriage to opposite-sex couples infringes on the "right" of
same-sex couples of "marry." [FN2]
The plaintiffs ground their contention that they have a fundamental right to
marry a person of the same sex in a long line of Supreme Court decisions,
e.g., Turner v. Safley, 482 U.S. 78 (1987); Zablocki v. Redhail,
434 U.S. 374 (1978); Loving v. Virginia, 388 U.S. 1 (1967);
Griswold v. Connecticut, 381 U.S. 479 (1965); Skinner v. Oklahoma,
316 U.S. 535 (1942); that discuss the importance of marriage. In context,
all of these decisions and their discussions are about the "fundamental"
nature of the institution of marriage as it has existed and been understood
in this country, not as the court has redefined it today. Even in that
context, its "fundamental" nature is derivative of the nature of the
interests that underlie or are associated with it. An examination of those
interests reveals that they are either not shared by same-sex couples or not
implicated by the marriage statutes.
Supreme Court cases that have described marriage or the right to marry as
"fundamental" have focused primarily on the underlying interest of every
individual in procreation, which, historically, could only legally occur
within the construct of marriage because sexual intercourse outside of
marriage was a criminal act. In Skinner v. Oklahoma, supra, the first
case to characterize marriage as a "fundamental" right, the Supreme Court
stated, as its rationale for striking down a sterilization statute, that "[m]arriage
and procreation are fundamental to the very existence of the race." Id.
at 541. In concluding that a sterilized individual "is forever deprived of a
basic liberty," id., the Court was obviously referring to procreation
rather than marriage, as this court recognized in Matter of Moe, 385
Mass. 555, 560 (1982). Similarly, in Loving v. Virginia, supra, in
which the United States Supreme Court struck down Virginia's
antimiscegenation statute, the Court implicitly linked marriage with
procreation in describing marriage as "fundamental to our very existence."
Id. at 12. In Zablocki v. Redhail, supra, the Court expressly
linked the right to marry with the right to procreate, concluding that "if
[the plaintiff's] right to procreate means anything at all, it must imply
some right to enter the only relationship in which the State ... allows
sexual relations legally to take place." Id. at 386. Once again, in
Turner v. Safley, supra, striking a State regulation that curtailed
the right of an inmate to marry, the Court included among the important
attributes of such marriages the "expectation that [the marriage] ultimately
will be fully consummated." Id. at 96. See Milford v. Worcester,
7 Mass. 48, 52 (1810) (purpose of marriage is "to regulate, chasten, and
refine, the intercourse between the sexes; and to multiply [and] preserve
... the species"). Because same-sex couples are unable to procreate on their
own, any right to marriage they may possess cannot be based on their
interest in procreation, which has been essential to the Supreme Court's
denomination of the right to marry as fundamental.
Supreme Court cases recognizing a right to privacy in intimate
decision-making, e.g., Griswold v. Connecticut, supra (striking down
statute prohibiting use of contraceptives); Roe v. Wade, 410 U.S. 113
(1973) (striking down statute criminalizing abortion), have also focused
primarily on sexual relations and the decision whether or not to procreate,
and have refused to recognize an "unlimited right" to privacy. Id. at
154. Massachusetts courts have been no more willing than the Federal courts
to adopt a "universal[ ]" "privacy doctrine," Marcoux v. Attorney Gen.,
375 Mass. 63, 67 (1978), or to derive "controversial 'new' rights from the
Constitution." Aime v. Commonwealth, 414 Mass. 667, 674 n. 10 (1993).
What the Griswold Court found "repulsive to the notions of privacy
surrounding the marriage relationship" was the prospect of "allow[ing] the
police to search the sacred precincts of marital bedrooms for telltale signs
of the use of contraceptives." Griswold v. Connecticut, supra at
485-486. See Moe v. Secretary of Admin. & Fin., 382 Mass. 629, 658
(1981), quoting L. Tribe, American Constitutional Law 924 (1978) (finding it
"difficult to imagine a clearer case of bodily intrusion" than being forced
to bear a child). When Justice Goldberg spoke of "marital relations" in the
context of finding it "difficult to imagine what is more private or more
intimate than a husband and wife's marital relations[hip]," Griswold v.
Connecticut, supra at 495 (Goldberg, J., concurring), he was obviously
referring to sexual relations. [FN5] Similarly, in Lawrence v. Texas,
123 S.Ct. 2472 (2003), it was the criminalization of private sexual behavior
that the Court found violative of the petitioners' liberty interest.
In Massachusetts jurisprudence, protected decisions generally have been
limited to those concerning "whether or not to beget or bear a child,"
Matter of Moe, 385 Mass. 555, 564 (1982) (see Opinion of the
Justices, 423 Mass. 1201, 1234-1235 [1996] ["focus of (the Griswold
and Roe cases) and the cases following them has been the intrusion
... into the especially intimate aspects of a person's life implicated in
procreation and childbearing"] ); how to raise a child, see Care &
Protection of Robert, 408 Mass. 52, 58, 60 (1990); or whether or not to
accept medical treatment, see Brophy v. New England Sinai Hosp., Inc.,
398 Mass. 417, 430 (1986); Superintendent of Belchertown State Sch.
v. Saikewicz, 373 Mass. 728, 742 (1977), none of which is at issue
here. See also Commonwealth v. Balthazar, 366 Mass. 298, 301 (1974)
(statute punishing unnatural and lascivious acts does not apply to sexual
conduct engaged in by adults in private, in light of "articulation of the
constitutional right of an individual to be free from government regulation
of certain sex related activities").
. . .
While the
institution of marriage is deeply rooted in the history and traditions of
our country and our State, the right to marry someone of the same sex is
not. No matter how personal or intimate a decision to marry someone of the
same sex might be, the right to make it is not guaranteed by the right of
personal autonomy.
. ..
Finally, the
constitutionally protected interest in child rearing, recognized in Meyer
v. Nebraska, 262 U.S. 390, 399 (1923); Pierce v. Society of Sisters,
268 U.S. 510, 534-535 (1925); and Care & Protection of Robert, supra
at 58, 60, is not implicated or infringed by the marriage statute here. The
fact that the plaintiffs cannot marry has no bearing on their independently
protected constitutional rights as parents which, as with opposite-sex
parents, are limited only by their continued fitness and the best interests
of their children. Bezio v. Patenaude, 381 Mass. 563, 579 (1980)
(courts may not use parent's sexual orientation as reason to deny child
custody).
Because the rights and interests discussed above do not afford the
plaintiffs any fundamental right that would be impaired by a statute
limiting marriage to members of the opposite sex, they have no fundamental
right to be declared "married" by the State.
Insofar as the right to marry someone of the same sex is neither found in
the unique historical context of our Constitution nor compelled by the
meaning ascribed by this court to the liberty and due process protections
contained within it, should the court nevertheless recognize it as a
fundamental right? The consequences of deeming a right to be "fundamental"
are profound, and this court, as well as the Supreme Court, has been very
cautious in recognizing them. Such caution is required by separation of
powers principles. If a right is found to be "fundamental," it is, to a
great extent, removed from "the arena of public debate and legislative
action"; utmost care must be taken when breaking new ground in this field
"lest the liberty protected by the Due Process Clause be subtly transformed
into the policy preferences of [judges]." Washington v. Glucksberg,
521 U.S. 702, 720 (1997).
. . .
This is not to say that a statute that has no rational basis must
nevertheless be upheld as long as it is of ancient origin. However, "[t]he
long history of a certain practice ... and its acceptance as an
uncontroversial part of our national and State tradition do suggest that
[the court] should reflect carefully before striking it down." Colo v.
Treasurer & Receiver Gen., 378 Mass. 550, 557 (1979). As this court has
recognized, the "fact that a challenged practice 'is followed by a large
number of states ... is plainly worth considering in determining whether the
practice "offends some principle of justice so rooted in the traditions and
conscience of our people as to be ranked as fundamental." ' "
Commonwealth v. Kostka, 370 Mass. 516, 533 (1976), quoting Leland v.
Oregon, 343 U.S. 790, 798 (1952).
. . . In such circumstances, the law with respect to same- sex marriages
must be left to develop through legislative processes, subject to the
constraints of rationality, lest the court be viewed as using the liberty
and due process clauses as vehicles merely to enforce its own views
regarding better social policies, a role that the strongly worded separation
of powers principles in art. 30 of the Declaration of Rights of our
Constitution forbids, and for which the court is particularly ill suited.
. . .
C. The marriage statute satisfies the rational basis standard. The
burden of demonstrating that a statute does not satisfy the rational basis
standard rests on the plaintiffs. It is a weighty one. "[A] reviewing court
will presume a statute's validity, and make all rational inferences in favor
of it.... The Legislature is not required to justify its classifications,
nor provide a record or finding in support of them." (Citation omitted.)
. . .
In analyzing whether a statute satisfies the rational basis standard, we
look to the nature of the classification embodied in the enactment, then to
whether the statute serves a legitimate State purpose, and finally to
whether the classification is reasonably related to the furtherance of that
purpose. . . .
Civil marriage is the institutional mechanism by which societies have
sanctioned and recognized particular family structures, and the institution
of marriage has existed as one of the fundamental organizing principles of
human society. . . .
Paramount among its many important functions, the institution of marriage
has systematically provided for the regulation of heterosexual behavior,
brought order to the resulting procreation, and ensured a stable family
structure in which children will be reared, educated, and socialized . . .
Admittedly, heterosexual intercourse, procreation, and child care are not
necessarily conjoined (particularly in the modern age of widespread
effective contraception and supportive social welfare programs), but an
orderly society requires some mechanism for coping with the fact that sexual
intercourse commonly results in pregnancy and childbirth. The institution of
marriage is that mechanism.
The institution of marriage provides the important legal and normative link
between heterosexual intercourse and procreation on the one hand and family
responsibilities on the other. The partners in a marriage are expected to
engage in exclusive sexual relations, with children the probable result and
paternity presumed. See G.L. c. 209C, § 6 ("a man is presumed to be the
father of a child ... if he is or has been married to the mother and the
child was born during the marriage, or within three hundred days after the
marriage was terminated by death, annulment or divorce"). Whereas the
relationship between mother and child is demonstratively and predictably
created and recognizable through the biological process of pregnancy and
childbirth, there is no corresponding process for creating a relationship
between father and child. Similarly, aside from an act of heterosexual
intercourse nine months prior to childbirth, there is no process for
creating a relationship between a man and a woman as the parents of a
particular child. The institution of marriage fills this void by formally
binding the husband-father to his wife and child, and imposing on him the
responsibilities of fatherhood. See J.Q. Wilson, supra at 23-32. See
also P. Blumstein & P. Schwartz, supra at 29; C.N. Degler, supra
at 61; G. Douglas, supra at 223; S.L. Nock, supra at 7; L.
Saxton, supra at 239-240, 242; M.A. Schwartz & B.M. Scott, supra
at 4-6; Wardle, supra at 781-796. The alternative, a society without
the institution of marriage, in which heterosexual intercourse, procreation,
and child care are largely disconnected processes, would be chaotic.
The marital family is also the foremost setting for the education and
socialization of children. Children learn about the world and their place in
it primarily from those who raise them, and those children eventually grow
up to exert some influence, great or small, positive or negative, on
society. The institution of marriage encourages parents to remain committed
to each other and to their children as they grow, thereby encouraging a
stable venue for the education and socialization of children. See P.
Blumstein & P. Schwartz, supra at 26; C.N. Degler, supra at
61; S.L. Nock, supra at 2-3; C. Lasch, supra at 81; M.A.
Schwartz & B.M. Scott, supra at 6-7. More macroscopically,
construction of a family through marriage also formalizes the bonds between
people in an ordered and institutional manner, thereby facilitating a
foundation of interconnectedness and interdependency on which more intricate
stabilizing social structures might be built. See M. Grossberg, Governing
the Hearth: Law and Family in Nineteenth-Century America 10 (1985); C. Lasch,
supra; L. Saxton, supra at 260; J.Q. Wilson, supra at
221.
This court, among others, has consistently acknowledged both the
institutional importance of marriage as an organizing principle of society,
and the State's interest in regulating it. See French v. McAnarney,
290 Mass. 544, 546 (1935) ("Marriage is not merely a contract between the
parties. It is the foundation of the family. It is a social institution of
the highest importance. The Commonwealth has a deep interest that its
integrity is not jeopardized"); Milford v. Worcester, 7 Mass. 48, 52
(1810) ("Marriage, being essential to the peace and harmony, and to the
virtues and improvements of civil society, it has been, in all
well-regulated governments, among the first attentions of the civil
magistrate to regulate [it]"). See also Skinner v. Oklahoma, 316 U.S.
535, 541 (1942) ("Marriage and procreation are fundamental to the very
existence and survival of the [human] race"); Maynard v. Hill, 125
U.S. 190, 211 (1888) (marriage "is an institution, in the maintenance of
which in its purity the public is deeply interested, for it is the
foundation of the family and of society, without which there would be
neither civilization nor progress"); Murphy v. Ramsey, 114 U.S. 15,
45 (1885) ("no legislation can be supposed more wholesome and necessary in
the founding of a free, self-governing commonwealth ... than that which
seeks to establish it on the basis of the idea of the family, as consisting
in and springing from the union for life of one man and one woman ... the
sure foundation of all that is stable and noble in our civilization; the
best guaranty of that reverent morality which is the source of all
beneficent progress in social and political improvement"); Reynolds v.
United States, 98 U.S. 145, 165 (1878) ("Upon [marriage] society may be
said to be built, and out of its fruits spring social relations and social
obligations and duties, with which government is necessarily required to
deal").
It is undeniably true that dramatic historical shifts in our cultural,
political, and economic landscape have altered some of our traditional
notions about marriage, including the interpersonal dynamics within it, the
range of responsibilities required of it as an institution, and the legal
environment in which it exists. Nevertheless, the institution of marriage
remains the principal weave of our social fabric. . . . A family
defined by heterosexual marriage continues to be the most prevalent social
structure into which the vast majority of children are born, nurtured, and
prepared for productive participation in civil society, see Children's
Living Arrangements and Characteristics: March, 2002, United States Census
Bureau Current Population Reports at 3 (June, 2003) (in 2002, 69% of
children lived with two married parents, 23% lived with their mother, 5%
lived with their father, and 4% lived in households with neither parent
present).
It is difficult to imagine a State purpose more important and legitimate
than ensuring, promoting, and supporting an optimal social structure within
which to bear and raise children. At the very least, the marriage statute
continues to serve this important State purpose.
3. Rational relationship. The question we must turn to next is
whether the statute, construed as limiting marriage to couples of the
opposite sex, remains a rational way to further that purpose. Stated
differently, we ask whether a conceivable rational basis exists on which the
Legislature could conclude that continuing to limit the institution of civil
marriage to members of the opposite sex furthers the legitimate purpose of
ensuring, promoting, and supporting an optimal social structure for the
bearing and raising of children.
In considering whether such a rational basis exists, we defer to the
decision- making process of the Legislature, and must make deferential
assumptions about the information that it might consider and on which it may
rely . . . We must assume that the Legislature (1) might conclude that the
institution of civil marriage has successfully and continually provided this
structure over several centuries; (2) might consider and credit studies that
document negative consequences that too often follow children either born
outside of marriage or raised in households lacking either a father or a
mother figure, and scholarly commentary contending that children and
families develop best when mothers and fathers are partners in their
parenting; and (3) would be familiar with many recent studies that
variously: support the proposition that children raised in intact families
headed by same-sex couples fare as well on many measures as children raised
in similar families headed by opposite-sex couples; support the proposition
that children of same-sex couples fare worse on some measures; or reveal
notable differences between the two groups of children that warrant further
study.
We must also assume that the Legislature would be aware of the critiques of
the methodologies used in virtually all of the comparative studies of
children raised in these different environments, cautioning that the
sampling populations are not representative, that the observation periods
are too limited in time, that the empirical data are unreliable, and that
the hypotheses are too infused with political or agenda driven bias . . .
Taking all of this available information into account, the Legislature could
rationally conclude that a family environment with married opposite-sex
parents remains the optimal social structure in which to bear children, and
that the raising of children by same-sex couples, who by definition cannot
be the two sole biological parents of a child and cannot provide children
with a parental authority figure of each gender, presents an alternative
structure for child rearing that has not yet proved itself beyond reasonable
scientific dispute to be as optimal as the biologically based marriage norm
. . . Working from the assumption that a recognition of same-sex marriages
will increase the number of children experiencing this alternative, the
Legislature could conceivably conclude that declining to recognize same-sex
marriages remains prudent until empirical questions about its impact on the
upbringing of children are resolved.
The fact that the Commonwealth currently allows same-sex couples to adopt,
see Adoption of Tammy, 416 Mass. 205 (1993), does not affect the
rationality of this conclusion. The eligibility of a child for adoption
presupposes that at least one of the child's biological parents is unable or
unwilling, for some reason, to participate in raising the child. In that
sense, society has "lost" the optimal setting in which to raise that
child--it is simply not available. In these circumstances, the principal and
overriding consideration is the "best interests of the child," considering
his or her unique circumstances and the options that are available for that
child. The objective is an individualized determination of the best
environment for a particular child, where the normative social structure--a
home with both the child's biological father and mother--is not an option.
That such a focused determination may lead to the approval of a same-sex
couple's adoption of a child does not mean that it would be irrational for a
legislator, in fashioning statutory laws that cannot make such
individualized determinations, to conclude generally that being raised by a
same-sex couple has not yet been shown to be the absolute equivalent of
being raised by one's married biological parents.
That the State does not preclude different types of families from raising
children does not mean that it must view them all as equally optimal and
equally deserving of State endorsement and support. For example, single
persons are allowed to adopt children, but the fact that the Legislature
permits single-parent adoption does not mean that it has endorsed single
parenthood as an optimal setting in which to raise children or views it as
the equivalent of being raised by both of one's biological parents.
The same holds true with respect to same-sex couples--the fact that they may
adopt children means only that the Legislature has concluded that they may
provide an acceptable setting in which to raise children who cannot be
raised by both of their biological parents. The Legislature may rationally
permit adoption by same-sex couples yet harbor reservations as to whether
parenthood by same-sex couples should be affirmatively encouraged to the
same extent as parenthood by the heterosexual couple whose union produced
the child.
In addition, the Legislature could conclude that redefining the institution
of marriage to permit same-sex couples to marry would impair the State's
interest in promoting and supporting heterosexual marriage as the social
institution that it has determined best normalizes, stabilizes, and links
the acts of procreation and child rearing. While the plaintiffs argue that
they only want to take part in the same stabilizing institution, the
Legislature conceivably could conclude that permitting their participation
would have the unintended effect of undermining to some degree marriage's
ability to serve its social purpose. See Commonwealth v. Stowell, 389
Mass. 171, 175 (1983) (given State's broad concern with institution of
marriage, it has "legitimate interest in prohibiting conduct which may
threaten that institution").
As long as marriage is limited to opposite-sex couples who can at least
theoretically procreate, society is able to communicate a consistent message
to its citizens that marriage is a (normatively) necessary part of their
procreative endeavor; that if they are to procreate, then society has
endorsed the institution of marriage as the environment for it and for the
subsequent rearing of their children; and that benefits are available
explicitly to create a supportive and conducive atmosphere for those
purposes. If society proceeds similarly to recognize marriages between
same-sex couples who cannot procreate, it could be perceived as an
abandonment of this claim, and might result in the mistaken view that civil
marriage has little to do with procreation: just as the potential of
procreation would not be necessary for a marriage to be valid, marriage
would not be necessary for optimal procreation and child rearing to occur.
In essence, the Legislature could conclude that the consequence of such a
policy shift would be a diminution in society's ability to steer the acts of
procreation and child rearing into their most optimal setting. [FN36]
Hall-Omar Baking Co. v. Commissioner of Labor & Indus., 344 Mass. 695,
700 (1962) ("Legislative classification is valid if it is rational and bears
some relationship to the object intended to be accomplished"
[emphasis added] ).
The court recognizes this concern, but brushes it aside with the assumption
that permitting same-sex couples to marry "will not diminish the validity or
dignity of opposite-sex marriage," ante at, and that "we have no
doubt that marriage will continue to be a vibrant and revered institution."
Ante at. Whether the court is correct in its assumption is
irrelevant. What is relevant is that such predicting is not the business of
the courts. A rational Legislature, given the evidence, could conceivably
come to a different conclusion, or could at least harbor rational concerns
about possible unintended consequences of a dramatic redefinition of
marriage.
There is no question that many same-sex couples are capable of being good
parents, and should be (and are) permitted to be so. The policy question
that a legislator must resolve is a different one, and turns on an
assessment of whether the marriage structure proposed by the plaintiffs
will, over time, if endorsed and supported by the State, prove to be as
stable and successful a model as the one that has formed a cornerstone of
our society since colonial times, or prove to be less than optimal, and
result in consequences, perhaps now unforeseen, adverse to the State's
legitimate interest in promoting and supporting the best possible social
structure in which children should be born and raised. Given the critical
importance of civil marriage as an organizing and stabilizing institution of
society, it is eminently rational for the Legislature to postpone making
fundamental changes to it until such time as there is unanimous scientific
evidence, or popular consensus, or both, that such changes can safely be
made.
. . .
D. Conclusion. While "the Massachusetts Constitution protects matters
of personal liberty against government intrusion at least as zealously, and
often more so than does the Federal Constitution," ante at--, this
case is not about government intrusions into matters of personal liberty. It
is not about the rights of same-sex couples to choose to live together, or
to be intimate with each other, or to adopt and raise children together. It
is about whether the State must endorse and support their choices by
changing the institution of civil marriage to make its benefits,
obligations, and responsibilities applicable to them. While the courageous
efforts of many have resulted in increased dignity, rights, and respect for
gay and lesbian members of our community, the issue presented here is a
profound one, deeply rooted in social policy, that must, for now, be the
subject of legislative not judicial action.
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