While physical science studies
things outside of man, social science studies human beings. When we study
things, we cannot understand motivation because we reject the idea that
inanimate objects (i.e. rocks) have motivation. In our society, in fact,
one of the indicators of psychosis is the projection of motivation onto
inanimate objects. If a friend tells us that the banana peel moved under
his foot because it hates him, we would quite likely tell our friend to
see a psychiatrist. Similarly, we do not try to understand the motivation
of a kidney because we reject the idea that kidneys are self-motivated.
Thus, the possibility of understanding motivation is peculiar to the study
of human behavior (Abel, 1929).
The primary assumption of social science is that human beings can study
themselves and therefore understand themselves. According to Weber the
discovery of meaning is the understanding of motivation and understanding
motivation is the primary object of sociological investigation. This kind
of understanding is called Verstehen; it is the understanding of subjective
meaning in that it is an attempt to understand what the subject thinks
he is doing. Weber distinguishes understanding subjective meaning from
direct understanding. Direct understanding is the ability to describe what
happened. Subjective understanding involves comprehension of why the actor
is acting that way-- the understanding of subjective meaning.
Subjective meaning
is the meaning given to an act by the actor himself. For example,
let's imagine a man from Mars who comes down to earth and sits in on our
sociology class. He observes, after several classes, that one person always
sits at the desk and the other people sit in chairs facing the desk.
Further, he observes that those persons facing the desk raise their hands
before they speak and that all these people congregate in this particular
room on the same days and hours each week. We can say, then, that this
Martian directly understands what is happening. That is, if we ask him:
"What happened?" he could describe what happened. But if we asked
him: "Why do these people come here? Why do they get out of bed in the
morning and come to this room at the appointed time even when it is raining
or snowing?" Well, then our Martian would be stuck. He would not
understand "Why?"; he would not understand the intended purpose of
all these people. The understanding of "why” people act in a certain
way, the understanding of motivations for action or intended purpose is
“subjective understanding” – understanding from the standpoint of the subject
or actor (Weber, 1947:93). Subjective understanding involves contextual
understanding. This is rational understanding of motivation, which consists
in placing the act in an intelligible and more inclusive context of meaning
(Weber, 1947:95). Thiis means we cannot understand human behavior in itself,
we must refer it to its context to comprehend its meaning. Because
our Martian does not know the context in which class activity takes place,
subjective meaning is not available to him.
Understanding the
meaning of action by understanding the motivations of the actors seems
like a
worthwhile goal to aim for, but how do we accomplish this? The
fundamental problem in being able to
understand subjective meaning is best exemplified in the saying:
"Put yourself in the other guy's shoes".
This is the essence of friendship according to conventional wisdom.
Yet, let us ponder it for a moment.
Let us imagine that the Martian befriends a student who is a practicing
Catholic, unmarried and she bets
pregnant. When he puts himself "in her shoes" he comes up with
what a Martian would feel and do if she
were pregnant and unmarried. However, a non-Catholic Martian and a
Catholic American would feel
quite differently in that situation. Therefore, in order for the Martian
to subjectively understand his
friend's position, he must imagine what it must feel like for an American
Catholic to be unmarried and
pregnant.
Weber offers us several means by which verstehen is accomplished. That
is, there are three
methods sociologists can use to assign meaning to observed behavior.
The method the sociologist uses is
determined by the motivation underlying the action he is observing.
First, if action is rational (i.e. the
means are related to the goal) then we can understand intellectually.
For example, we can intellectually
understand the subjective meaning of a strike when the employers have
lowered workers wages; the strike
is the means being used to get wages increased. But let us take
another situation where action is not
rational. We have all been in public situations when a child has a
crying tantrum and the mother is
embarrassed and frustrated and slaps the child. Clearly, the action
is not rational because the slap will
obviously make the child cry even harder; the means are not related
to the goal. The mother's action was
motivated by a need to express emotion. We can subjectively understand
this action by a second method--
empathy. Some social action is not motivated by the need to express
emotion or rational
considerations, but rather it is motivated by tradition. Thus, if a
Chinese person asked us why we use
forks and knives instead of chopsticks, we would answer that: "This
is the way we do it". Therefore,
knowing the traditions of a culture is a third method of achieving
subjective understanding. But now
you may ask: "What if the same action has more than one type of motivation?"
Behavior is often motivated by more than one type of motivation (Weber,
1947:97). For example, the behavior in our classroom situation involves
all three types of motivation: rational, emotional, and traditional. We
raise hands and sit with students facing teacher because "that's the way
it's always been done". We do not have any rational reason for sitting
that way as opposed to in a circle-- it's traditional. We are polite to
the teacher because of traditional reasons (e.g. respect your elders,
especially teachers), but we are also polite for rational reasons (e.g.
if you wish to pass the course you cannot curse the teacher). If the teacher
gets us very excited about an idea and we wave our hand madly to get called
on and finally "call out", then our action was based on a need to express
emotion. Therefore, each of the three types of motivation for social action
Weber offers is rarely found in pure form-- each is an Ideal Type.
Ideal Type
When sociologists wish to
study broad idea such as "capitalism or “Protestantism", they are struck
by the fact that these phenomena vary from society to society and epoch
to epoch. What was understood
as "Calvinism" in the 17th century is quite different than what we
mean by it today (Freund, 1968:59) This creates grave difficulties in generalizing
because comparing "capitalism” in two different countries may lead to the
realization that there is very little that can be generalized. Weber did
not believe that there were uniform laws which could explain social phenomena,
but rather that social phenomena were caused by a multiplicity of
particular events which never repeat themselves in precisely the same way.
At the same time, Weber believed that sociology was a generalizing science,
unlike history. In order to come to grips with the problem of uniformity
on the one hand and historical uniqueness on the other, Weber used the
"ideal type".
The ideal type is a concept
the sociologist constructs through inductive logic. He observes several
instances of a particular phenomena (e.g. capitalism ) and then extracts
from his observations elements
which are distinctive and characteristic of it. In order to extract
what is essential about "capitalism", we use
Verstehen; we find the subjective meaning of the phenomena by understanding
the underlying intentionality.
The ideal type is a tool which is only available to the social scientist
because inanimate objects do not have
intentions and therefore we cannot have subjective understanding of
them--direct understanding is the only
level possible with inanimate objects.
Once the sociologist has
constructed an ideal type, he uses it to compare the phenomena at
different times or in different places. For example we can use our
ideal type of “capitalism” to compare
seventeenth century to twentieth century capitalism. We note how each
of the two periods of capitalism
differ from the ideal type and from each other. The ideal type does
not mirror reality; rather it is a
description of what the phenomena would be if inner intentions were
fully realized. An ideal type does not
conform to reality by definition therefore, unlike hypotheses it is
not discarded if any single concrete
situation does not conform to it (Abel,1929:155). In fact, the
purpose of the ideal type is to see to what extent the actual motives which
have determined the situation differ from the ideal type. When we see how
the reality deviates from the ideal construct we can then ascertain the
relative importance of each of the factors which the ideal type comprises
(Abel,1929:153).
The ideal type does not refer to any moral
ideal; the word "ideal” does not imply
evaluation. The word "ideal" refers to the fact that the construct
reflects the intentions of
the phenomena rather than what it is in reality. For example, we can
construct an ideal
type of "totalitarian society" The fundamental intention of a totalitarian
society is that every aspect of human life be controlled by the political
domain. Yet, in reality no state ever completely fulfills that intention--there
is no society, in actuality, in which the
state controls every aspect of the lives of its citizens. Therefore,
"ideal' does not refer to any moral
judgement, but to the ideal intentions underlying the phenomenon. If
we can speak of an ideal type
"totalitarian society” or an ideal type "whorehouse”; then clearly
we are not speaking of any moral ideal.
Ideal types can be constructed
for historical particularities such as the "Protestant Ethic” or
"modern rational capitalism" or abstract elements of social reality
such as "bureaucracy" as well as
motivations for social action.
Ideal Types of Motivation for Social Action
Weber defined sociology as a science which:"...attempts the interpretive
understanding of social
action in order to thereby arrive at a causal explanation of its course
and effects" (Weber,1947:88). By "interpretive understanding" Weber means
Verstehen. But what does he mean by "social action"?
Weber distinguished between behavior,
action, and social action. Behavior is anything a person does which
has no intention or subjective meaning attached. If I slip on a banana
peel, for example, there is no subjective meaning attached-- there is no
motivation behind my behavior. When I blink or when my knee jerks when
it is hit, that is unmotivated behavior--there is no intended purpose.
Action is "all human behavior when and in so far as the acting individual
attaches a subjective meaning to it" (Weber,1947:88). Therefore,
if everybody on the street opens their umbrellas when it starts to
rain, that is action because it has an intention, but it is not social
action because it is a response to the rain and not the other people.
In order for action to be
characterized as social action, however, it must have other characteristics
aside from having subjective meaning attached to it. Action is social in
sofar as, by virtue of the subjective meaning attached to it by the acting
individual (or individuals), it takes account of the behavior of others
and is thereby oriented in its course (Weber, 1947:88)
Thus, social action is both intentional and reciprocal, according to
Weber. He offers us a typology of
three types of orientations toward social action. Each one is
an ideal type--an artificial construct which takes
the essence of the orientation to its logical extreme. In actuality,
we rarely find any social action based
purely on one kind of motivation or orientation, but usually one kind
predominates.
The first type of motivation
for social action is rational. But Weber distinguished between two
kinds of rational motivation. Both kinds are similar in that the actor
is aware of the goals and means to achieve them; this is what Weber
means by "rational". Zweckrational motivation is instrumental rationality;
that is, it involves a rational orientation to a set of discrete ends,
none of which is absolute (Weber,1947:115). It differs from Wertrational
motivation in that the means and ends are both open to change if the secondary
consequences of either the means or ends are unacceptable to the actor
(Weber,1947:117). For example, if we want to prevent a population
explosion we could do that by passing a law that no woman can have more
than two children. Despite the belief in the goal, the means are inconsistent
with our overall moral view because such a law would attack the very foundation
of civil rights. Therefore, we are willing to settle for an educational
campaign to make people aware of the evils of population growth because
the secondary consequences (attack on civil rights) are repugnant to us.
The second kind of rational motivation is Wertrational. This
type of motivation is oriented toward an absolute goal; the realization
of the goal is of sole importance (Weber,1947:115). The actor whose action
is based on wertrational motivation knows the secondary consequences of
his means and goal, but he is not concerned with them; the end justifies
the means. Hence, the revolutionary who is willing to die for the liberation
of his country is acting with a wertrational orientation. This involves
a conscious belief in an absolute value (goal) entirely for its own sake
and regardless of any secondary consequences (i.e. his own death).
The second type of motivation
for social action is the affectual type. This type of motivation
involves specific feelings of the actor; action is governed by the
need to express feelings (Weber,1947:115). When audiences get so excited
over a rock star or a demagogue that they run up to the stage, scream,
throw things and cry hysterically, then that social action is based on
an affectual orientation. It is not rational because the actor's motivation
is based on affect, rather than any consideration as to the goal, the means
to achieve it, or the secondary consequences.
Traditional action
is based upon the notion that what is being done has always been done that
way (Weber,1947:115). Thus, we say "hello" and "goodbye" at the beginning
and end of conversations because of tradition; we wear clothing in
the hot summer months because of tradition; and we eat with a fork and
knife because of tradition. Now, you may be asking yourself: "Why is Weber
a sociologist when he is so concerned with the subjective meaning of social
action?" First, although Weber emphasizes individual actors, he points
out that he is not being a psychological reductionist -- he rejects explanations
which explain uniformities of behavior in terms of innate desires or instincts.
He emphasizes actors because he is attempting to clarify the fact that
"society" is not a thing in itself, it is the word we use when we are referring,
to the sum of interaction; only individual actors interacting with each
other are real. Weber rejects both the organic model of society which sees
society as a thing in itself, greater than the sum of its parts, and the
mechanistic model which sees society as the sum of the individuals composing
it.
Weber's position can be
called “interactionalist" model in that he clearly points out that interaction
has emergent properties. That is, what happens in a classroom is
not simply the sum of all the personalities in that classroom because we
each act very differently when we are alone or with our friends. And Weber
realizes that whether Professor A or Professor B teaches the class, students
will still sit facing the desk and raise their hands to speak. "Students"
act in certain uniform way regardless of who they are or who the professor
is. Therefore, the classroom as a social order is not simply the sum of
the personalities sitting there. On this basis, Weber rejects the mechanistic
view. On the other hand, he rejects the organic view that the classroom
has a reality distinct from its component parts. Rather, Weber argues that
all the individuals in the classroom share "typically appropriate subjective
meaning" in that situation, and this is the basis for uniformities of social
action (Weber1947:120). That is, we can speak of a mode of social action
when different actors attach the same subjective meaning to it. But modes
of social action are not collective realities--they do not exist outside
of us. It is true that personalities can be interchanged and the same mode
of social action would take place, but that is because all the actors attach
the same subjective meaning to the situation, not because the reality is
distinct from us. From this point of view a society is a set of broadly
warranted predictions made by members about one another's behavior (Wrong,1970:25).
It is a monstrous misunderstanding to think that
an individualistic method should involve what is
in any conceivable sense an individualistic system
of values. Even a socialistic economy would have to
be understood sociologically in exactly the same
kind or 'individualistic' terms; that is, in terms
of the action of individuals, the types of ‘officials'
found in it, as would be the case with a system of
free exchange analyzed in terms of the theory of
marginal utility.. The real empirical sociological
investigation begins with the question: What motives
determine and lead the individual members and
participants in this socialistic community to
behave in such a way that the community came into
being in the first place and that it continues to
exist? (Weber,1947:107).
Although we must always remember, according to Weber, in reality only
individuals interacting are real. But,
this individualistic method does not offer us an individualistic explanation.
All members of society must
have shared values and shared subjective meaning attached to their
action and that cannot be explained by
unique individual early childhood experiences. Remember, Weber is concerned
with motivations for social
action--which is intentional ,and reciprocal and so, by definition,
that cannot take place without shared
meaning and shared values. Social action involves orienting our behavior
to the behavior of others and that is
not possible without shared expectations about what behavior of others
is likely to be.
In our everyday experience
we know that social action appears in ordered form and we know what
to expect in various social situations. Weber was interested in the
question: "Why do we agree to act in
certain ordered ways?” He was not concerned with our personal
lives, but rather with the areas of life
which are collectively relevant--the economic order, the political
order and the religious order. He felt that
order can not be explained by rational motivation alone because many
of the things we do are not rational.
He concluded that order is based on a belief in the existence of a
"legitimate order". Legitimacy
involves a belief that rules are "right" (moral obligation) and the
realization that disobedience would bring
disadvantageous results (normative obligation ) (Weber,1947:124). Weber
then turned to the question of:
"What are the motivations for bestowing legitimacy?"
Actors may grant legitimacy
to an order on the basis of tradition, emotional attitudes, a rational
belief
in its absolute value, or because it has been established in a way
which is viewed as legal. One example of a
legitimate order is the political order. Therefore, Weber turned to
the question: “What are the bases of
legitimate authority?"
Weber defined power as "...the
probability that one actor within a social relationship will be in a
position to carry out his own will despite resistance, regardless of
the basis on which the probability
rests” (Weber,1947:152). Imperative coordination is distinguished
from power because it is ". . . the probability that
certain specific commands (or all commands) from a given source will
be obeyed by a given group of
persons” (Weber,1947:324). Imperative control, then, involves a degree
of voluntary submission--power does not. Usually imperative co-ordination
of a number of men involves an administrative staff, but in order to maintain
stability, such system attempts to cultivate a belief in its
legitimacy (Weber1947:325). The legitimacy of a system of authority
is the "...probability that to a relevant degree the appropriate attitudes
will exist, and the corresponding practical conduct ensue" (Weber,1947:326).
It involves a belief in the rightness of the authority system, the "right"
of the administrative staff to carry out the rules. Authority,
then, is legitimate imperative co-ordination.
There are three ideal types
of legitimate authority, according to Weber. Legitimacy may be based
on
rational grounds, traditional grounds or charismatic grounds.
Rational authority rests on a belief in the
"legality" of rules and the right of those elevated to authority under
the rules to issue commands (Weber,1947:328). Rational legal authority
involves obedience to a legally established, impersonal order. Obedience
is given to the office, rather than to the person. The purest type of rational-legal
authority is carried out by an administrative staff which is bureaucratically
organized. Traditional authority is characterized by the fact that obedience
is due to those persons who hold traditionally sanctioned positions of
authority.
Obedience is based on the
person’s status, rather than the office itself. There is a basic belief
in the
sacredness of the social order and hence people obey certain individuals
personally because they are
hallowed by tradition. The best example of traditional authority is
the patriarch such as a king. The third
type of authority is charismatic authority--a particular person is
obeyed because of a characteristic of his
personality. The charismatic leader is not obeyed because he holds
a legally sanctioned position of authority,
or a traditionally sanctioned position, but because of devotion to
that individual person. The purest type of
charismatic leader is the prophet: Jesus Christ, Moses, or Buddha.
Each type of' authority
leads to a fundamentally different organizational structure. The organization
based on rational legal authority (bureaucracy) has a clearly defined
hierarchy of positions based on spheres
of competence. Each position has specific requirements for training
and recruitment is based on training.
The rules regarding requirements for recruitment, salary and sphere
of authority are written dawn. Because
recruitment is based on skilled training, the bureaucracy is characterized
by a complex division of labor.
Persons with varying skills can be recruited on the basis of their
training. All of these characteristics of
bureaucratic organizations follow from the inner intention of the rational-legal
authority upon which it is
based--efficiency. The civil service is an excellent example
of a bureaucratic organization. Everyone who
wants to work for the civil service must take a test and according
to the results they are either rejected or
given a civil service job at a particular level. The levels are clearly
defined in terms of' educational
requirements, responsibilities and salary ranges. Changes in
rational-legal organizations are enacted--that
is a new rule or new law is passed in order to effect change.
The organization based on
traditional authority also has a clearly defined hierarchy, but it is not
based on training but on who you are. If you are the first son of a
king, you become the king. Following
from the fact that positions are based on birth there is a less complex
division of labor in the traditional
organization as compared to the bureaucracy. It is difficult to fill
complex positions in a traditional
organization because you can only choose people of a certain social
strata, therefore traditional organizations
become increasingly more inefficient the more complex the division
of labor. There is a built-in inefficiency
in the traditional organization when it comes to complicated tasks
because positions are not based on
training. The rules regarding who has authority and who succeeds people
in authority are handed
down from generation to generation in a traditional organization.
Although they are not written as they are
in rational-legal organizations, both methods offer stability to the
organization because it is clear who will
take over if, for example, the leader dies. In a traditional
organization or a traditional society change comes
from reinterpretation of tradition rather than enactment of new rules
or law.
The organization based on
charismatic authority is based on loyalty to the charismatic leader.
Therefore, there is no real hierarchy-only the division between the
leader and the disciples. The division of
labor in such an organization is based on loyalty also, because one's
position depends on the leader's
perception of one's loyalty, or purity. Therefore, skilled training
is not necessary for recruitment in a
charismatic organization and this makes it difficult to have a stable,
complex division of labor. If you need
aeronautical engineers and you do not have any who are also "pure”
then you are going to have difficulty
building airplanes. Another difficulty with charismatic organizations
is that rules are neither written down
nor passed down, they change according to the whimsy of the leader.
Therefore, there is a certain amount of
instability built into the charismatic organization. There is no procedure
for succession when the leader
dies, for example. If obedience is based on loyalty to the leader,
there is no reason to think that his son will
command the same loyalty, or his “right hand man" for that matter.
Since charismatic authority is based
on the belief that the leader transcends the ordinary (e.g. he is the
son of God), charismatic authority cannot
usually be passed on. The emphasis on the extraordinary in charismatic
organizations, as opposed to the
ordinary, is at the root of the inherent instability of charismatic
organizations. Charismatic authority
inevitably transforms into one of the more stable types of authority—either
rational-legal or traditional (Weber,1947:364). This is called the
routinization of charisma.
The routinization of charisma
refers to the transformation of charismatic authority to either rational-legal
authority or traditional authority so that the charismatic organization
does not end because of the problem of succession. But the process
of routinization is not confined to the problem of succession; in fact
the most crucial problem is the transition from a charismatic administrative
staff and the corresponding principles of administration, to one which
is adapted to everyday conditions (Weber,1947:371). Weber says that the
major underlying motive for the routinization of charisma is the desire
for security. Routinization of charisma insures legitimation of positions
of authority, social prestige, and economic advantages enjoyed by the followers
of the charismatic leader (Weber,1947:370).
Charisma can be routinized
in several ways. It can be transformed into traditional authority if it
is passed on to the kinsmen of its bearer or if there is a search for a
new charismatic leader on the basis of fixed criteria which become traditional
rules (unwritten). It can also be transformed into rational-legal authority.
For example, when Christ said: "On this rock I shall found my Church",
he was creating the basis for Peter as the first Pope. The Catholic
Church is essentially a rational-legal organization in that the College
of Cardinals elect the Pope and although a cardinal is not infallible,
as soon as he takes the office of the Pope he is infallible. But
even the Pope's infallibility is restricted to matters concerning the
Church. Any political statements made by the Pope, for example, are
not subject to the doctrine of
infallibility.
It is important to
remember that each type of authority is an ideal type and does not reflect
reality
exactly. Further, authority is usually based of more than one
of these modes of authority. For example, a
sociology professor is recruited on the basis of his training and competence
in the field of sociology and the university is certainly a bureaucratic
organization. Yet, we have all had teachers we did not respect, yet we
often continued to sit in the class and take notes on what he or she was
saying because traditionally that's what one does in class. And we have,
hopefully, all had teachers to whom we were devoted because he or she had
charisma rather than because of any traditional or rational considerations.
Thus, the authority of the professor is not only based on rational authority,
it is a combination of modes of authority.
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Gerth, Hans and C.Wright Mills. 1958. From Max Weber: Essays in Sociology.
New York: Oxford University Press.
Marx, Karl and Friedrich Enge1s. 1947. The German Ideo1ogy, Parts I and III. New York: International Pub1ishers.
Veblen, Thorstein. 1915. Imperial Germany and the Industrial Revolution.
Ann Arbor:
University of Michigan Press.
Weber, Max. 1958. The Protestant Ethic and the Spirit of Capita1ism.
New York:
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Freund, Julien. 1968. The Sociology
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